# PPC Enterprises LLC

> PPC Enterprises LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2014, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 165075
- Filed as: PPC ENTERPRISES LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/165075
- AdvisorCensus page: https://advisorcensus.com/firm/ppc-enterprises-llc-new-york-ny-165075

## Quick answers

**How is PPC Enterprises LLC compensated?**
On its Form ADV (Item 5.E, October 2026), PPC Enterprises LLC reports these compensation arrangements: fixed fees (other than subscription fees); performance-based fees.

**Where is PPC Enterprises LLC located?**
PPC Enterprises LLC's principal office is in New York, NY, according to its Form ADV; the April 2026 filing also lists 3 other offices (Schedule D, Section 1.F).

**Is PPC Enterprises LLC registered with the SEC or a state?**
PPC Enterprises LLC is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 165075.

**How much does PPC Enterprises LLC manage?**
PPC Enterprises LLC reports $2,321,515,422 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have PPC Enterprises LLC's assets and staff changed since 2021?**
In the Form ADV data for PPC Enterprises LLC: Regulatory assets under management: $1,103,036,824 in the October 2021 data and $2,321,515,422 in the October 2026 data, up 110%. Total employees: 34 in October 2021 and 32 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does PPC Enterprises LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3).

**Does PPC Enterprises LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/165075

**What changed in PPC Enterprises LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 25 to 27. Regulatory assets under management went from $1,863,106,752 to $2,321,515,422 (+25%).

## From the Form ADV filing

### Compensation (Item 5.E)
- Fixed fees (other than subscription fees)
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $2,321,515,422
- Discretionary: $2,321,515,422
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | Not reported |
| High net worth individuals | 0 | Not reported |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 3 | $2,321,515,422 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2014 (12 years)
- Employees: 32 total, 27 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, OH, TN, TX, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Cincinnati, OH
- Franklin, TN
- Purchase, NY

### Websites listed on Form ADV (Item 1.I)
- ppcenterprises.com
- LinkedIn linkedin.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,103,036,824 | 34 | March 31, 2021 |
| October 2022 | $1,526,233,134 | 31 | March 31, 2022 |
| October 2023 | $1,794,570,663 | 29 | March 30, 2023 |
| October 2024 | $2,048,906,142 | 30 | March 30, 2024 |
| October 2025 | $1,863,106,752 | 31 | April 11, 2025 |
| October 2026 | $2,321,515,422 | 32 | March 30, 2026 |

Regulatory assets under management: $1,103,036,824 in the October 2021 data and $2,321,515,422 in the October 2026 data, up 110%.
Total employees: 34 in October 2021 and 32 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 25 to 27.
- Regulatory assets under management went from $1,863,106,752 to $2,321,515,422 (+25%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. PPC Enterprises LLC (CRD 165075): Form ADV filing data as of October 2026.