# Poulos, Ernest, D.

> Poulos, Ernest, D. is a state-registered investment advisory firm, registered since 2007, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 29, 2026.

- CRD: 142598
- Filed as: POULOS, ERNEST, D.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Ohio
- Filing period: October 2026
- Form ADV filing dated: March 29, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/142598
- AdvisorCensus page: https://advisorcensus.com/firm/poulos-ernest-d-142598

## Quick answers

**How is Poulos, Ernest, D. compensated?**
On its Form ADV (Item 5.E, October 2026), Poulos, Ernest, D. reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Poulos, Ernest, D. registered with the SEC or a state?**
Poulos, Ernest, D. is a state-registered investment advisory firm, registered since 2007. Status as filed: APPROVED. CRD 142598.

**How much does Poulos, Ernest, D. manage?**
Poulos, Ernest, D. reports $5,161,374 in regulatory assets under management in its Form ADV filing dated March 29, 2026 (100% discretionary).

**What types of clients does Poulos, Ernest, D. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (6).

**Does Poulos, Ernest, D. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/142598

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $5,161,374
- Discretionary: $5,161,374
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 6 | $5,161,374 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2007 (19 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Poulos, Ernest, D. (CRD 142598): Form ADV filing data as of October 2026.