# Potomac Investment Company

> Potomac Investment Company is an SEC-registered investment advisory firm, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 20, 2026.

- CRD: 14553
- Filed as: POTOMAC INVESTMENT COMPANY
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: August 20, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/14553
- AdvisorCensus page: https://advisorcensus.com/firm/potomac-investment-company-14553

## Quick answers

**How is Potomac Investment Company compensated?**
On its Form ADV (Item 5.E, October 2026), Potomac Investment Company reports these compensation arrangements: a percentage of assets under its management; commissions.

**Is Potomac Investment Company registered with the SEC or a state?**
Potomac Investment Company is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 14553.

**How much does Potomac Investment Company manage?**
Potomac Investment Company reports $106,972,702 in regulatory assets under management in its Form ADV filing dated August 20, 2026 (100% discretionary).

**What types of clients does Potomac Investment Company serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (18); individuals (other than high net worth individuals) (9); charitable organizations (5).

**Does Potomac Investment Company report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/14553

**Does Potomac Investment Company state an account minimum?**
Its Form ADV Part 2A brochure dated August 14, 2026 says: "Fees are negotiable and accounts usually must have an opening balance of $250,000. This can be waived at Carol Greenwald's discretion." "The minimum size for opening an account is $250,000 but this may be waived at the discretion of Carol Greenwald."

**What changed in Potomac Investment Company's recent Form ADV filings?**
In the September 2026 filing data: Registered or notice-filed in NY.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Commissions

### Fees and minimums (Form ADV Part 2A brochure dated August 14, 2026)

- Account minimum: $250,000 (the brochure says it may be waived or negotiated)

> Fees are negotiable and accounts usually must have an opening balance of $250,000. This can be waived at Carol Greenwald's discretion.

> The minimum size for opening an account is $250,000 but this may be waived at the discretion of Carol Greenwald.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $106,972,702
- Discretionary: $106,972,702
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 9 | $2,041,050 |
| High net worth individuals | 18 | $67,821,029 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 5 | $35,865,463 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 1 | $1,245,160 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2026 (0 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: DC, FL, MA, MD, NY
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(5): Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/14553

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- The Villages, FL

## Changes in the filing (last 12 months)

### September 2026
- Registered or notice-filed in NY.

### May 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Potomac Investment Company (CRD 14553): Form ADV filing data as of October 2026.