# Potomac Asset Management Co Inc

> Potomac Asset Management Co Inc is an SEC-registered investment advisory firm in Frederick, MD, registered since 1981, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 29, 2017.

- CRD: 105730
- Filed as: POTOMAC ASSET MANAGEMENT CO INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Frederick, MD
- Filing period: October 2026
- Form ADV filing dated: September 29, 2017
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/105730
- AdvisorCensus page: https://advisorcensus.com/firm/potomac-asset-management-co-inc-frederick-md-105730

## Quick answers

**How is Potomac Asset Management Co Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Potomac Asset Management Co Inc reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Potomac Asset Management Co Inc located?**
Potomac Asset Management Co Inc's principal office is in Frederick, MD, according to its Form ADV.

**Is Potomac Asset Management Co Inc registered with the SEC or a state?**
Potomac Asset Management Co Inc is an SEC-registered investment advisory firm, registered since 1981. Status as filed: Approved. CRD 105730.

**How much does Potomac Asset Management Co Inc manage?**
Potomac Asset Management Co Inc reports $114,264,799 in regulatory assets under management in its Form ADV filing dated September 29, 2017 (100% discretionary).

**How have Potomac Asset Management Co Inc's assets and staff changed since 2021?**
In the Form ADV data for Potomac Asset Management Co Inc: Regulatory assets under management: $114,264,799 in the October 2021 data and $114,264,799 in the October 2026 data, unchanged. Total employees: 6 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**Does Potomac Asset Management Co Inc report any disciplinary disclosures?**
Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/105730

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $114,264,799
- Discretionary: $114,264,799
- Non-discretionary: $0

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 1981 (45 years)
- Employees: 6 total, 2 performing advisory functions
- Wrap fee program participation: Not reported
- Disclosures (Item 11): Reports 3 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(4): Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/105730

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $114,264,799 | 6 | September 29, 2017 |
| October 2022 | $114,264,799 | 6 | September 29, 2017 |
| October 2023 | $114,264,799 | 6 | September 29, 2017 |
| October 2024 | $114,264,799 | 6 | September 29, 2017 |
| October 2025 | $114,264,799 | 6 | September 29, 2017 |
| October 2026 | $114,264,799 | 6 | September 29, 2017 |

Regulatory assets under management: $114,264,799 in the October 2021 data and $114,264,799 in the October 2026 data, unchanged.
Total employees: 6 in October 2021 and 6 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Potomac Asset Management Co Inc (CRD 105730): Form ADV filing data as of October 2026.