{ "crd_number": 159293, "slug": "post-oak-private-wealth-advisors-houston-tx-159293", "primary_business_name": "POST OAK PRIVATE WEALTH ADVISORS", "legal_name": "RMW ADVISORS, LLC", "dbas": [], "city": "Houston", "state": "TX", "country": "United States", "cbsa_code": "26420", "metro": { "cbsa_code": "26420", "common_name": "Houston", "msa_name": "Houston-Pasadena-The Woodlands, TX", "path": "/advisors/tx/houston" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2019-07-06", "years_registered": 7, "period": "2026-10-01", "filing_date": "2026-01-16", "carried_forward": false, "raum_total": 390930642.0, "raum_discretionary": 390930642.0, "raum_non_discretionary": 0.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 7, "advisory_employees": 7, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "individuals": { "raum": 63677023.0, "count": 287 }, "pension_profit_sharing": { "raum": 8286308.0, "count": 1, "fewer_than_5": true }, "high_net_worth_individuals": { "raum": 318967311.0, "count": 89 } }, "compensation_types": [ "hourly", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "other", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "FL", "NM", "TX" ], "websites": [ "https://facebook.com/POSTOAKPRIVATEWEALTH", "https://linkedin.com/company/post-oak-private-wealth-advisors", "https://postoakprivatewealth.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/159293", "city_as_filed": "HOUSTON", "url": "https://advisorcensus.com/firm/post-oak-private-wealth-advisors-houston-tx-159293", "display_name": "Post Oak Private Wealth Advisors", "summary": "Post Oak Private Wealth Advisors is an SEC-registered investment advisory firm in Houston, TX, registered since 2019, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 16, 2026.", "citation": "AdvisorCensus. Post Oak Private Wealth Advisors (CRD 159293): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Selection of other advisers (including private fund managers)", "Other" ], "quick_answers": [ { "q": "How is Post Oak Private Wealth Advisors compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Post Oak Private Wealth Advisors reports these compensation arrangements: a percentage of assets under its management; hourly charges." }, { "q": "Where is Post Oak Private Wealth Advisors located?", "a": "Post Oak Private Wealth Advisors' principal office is in Houston, TX, according to its Form ADV; the February 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Post Oak Private Wealth Advisors registered with the SEC or a state?", "a": "Post Oak Private Wealth Advisors is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 159293." }, { "q": "How much does Post Oak Private Wealth Advisors manage?", "a": "Post Oak Private Wealth Advisors reports $390,930,642 in regulatory assets under management in its Form ADV filing dated January 16, 2026 (100% discretionary)." }, { "q": "How have Post Oak Private Wealth Advisors' assets and staff changed since 2021?", "a": "In the Form ADV data for Post Oak Private Wealth Advisors: Regulatory assets under management: $163,901,105 in the October 2021 data and $390,930,642 in the October 2026 data, up 139%. Total employees: 6 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Post Oak Private Wealth Advisors serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (287); high net worth individuals (89); pension and profit sharing plans (but not the plan participants or government pension plans) (1)." }, { "q": "Which custodians does Post Oak Private Wealth Advisors use?", "a": "Post Oak Private Wealth Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., Fidelity Brokerage Services LLC and SEI as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Post Oak Private Wealth Advisors report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/159293" }, { "q": "What changed in Post Oak Private Wealth Advisors' recent Form ADV filings?", "a": "In the February 2026 filing data: Regulatory assets under management went from $282,025,465 to $390,930,642 (+39%). Employees performing advisory functions went from 6 to 7. Added an office in Clearwater, FL. Registered or notice-filed in NM. Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 163901105.0, "total_employees": 6, "filing_date": "2021-02-03" }, { "period": "2022-10-01", "regulatory_assets_under_management": 207435649.0, "total_employees": 8, "filing_date": "2022-07-14" }, { "period": "2023-10-01", "regulatory_assets_under_management": 178355446.0, "total_employees": 8, "filing_date": "2023-02-22" }, { "period": "2024-10-01", "regulatory_assets_under_management": 204498842.0, "total_employees": 5, "filing_date": "2024-07-26" }, { "period": "2025-10-01", "regulatory_assets_under_management": 282025465.0, "total_employees": 6, "filing_date": "2025-02-04" }, { "period": "2026-10-01", "regulatory_assets_under_management": 390930642.0, "total_employees": 7, "filing_date": "2026-01-16" } ], "recent_changes": [ { "period": "2026-02-01", "period_label": "February 2026", "notes": [ "Regulatory assets under management went from $282,025,465 to $390,930,642 (+39%).", "Employees performing advisory functions went from 6 to 7.", "Added an office in Clearwater, FL.", "Registered or notice-filed in NM.", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false }, { "name": "Fidelity Brokerage Services LLC", "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC", "affiliated": false }, { "name": "SEI", "name_as_filed": "SEI", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/post-oak-private-wealth-advisors-houston-tx-159293.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 287, "fewer_than_5": false, "raum": 63677023.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 89, "fewer_than_5": false, "raum": 318967311.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 1, "fewer_than_5": true, "raum": 8286308.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/159293", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }