# Post Oak Financial, LLC

> Post Oak Financial, LLC is a state-registered investment advisory firm, registered since 2012, with no regulatory assets under management reported in its Form ADV filing dated April 30, 2026.

- CRD: 160257
- Filed as: POST OAK FINANCIAL, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Filing period: October 2026
- Form ADV filing dated: April 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/160257
- AdvisorCensus page: https://advisorcensus.com/firm/post-oak-financial-llc-160257

## Quick answers

**How is Post Oak Financial, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Post Oak Financial, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Post Oak Financial, LLC registered with the SEC or a state?**
Post Oak Financial, LLC is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 160257.

**Does Post Oak Financial, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/160257

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Other

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 2012 (14 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: LA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- isthmuscapital.com
- postoakfinancial.com
- LinkedIn @ROCKYGANDY
- X @POSTOAKFLLC

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Post Oak Financial, LLC (CRD 160257): Form ADV filing data as of October 2026.