{
  "crd_number": 171321,
  "slug": "portland-private-wealth-management-inc-portland-or-171321",
  "primary_business_name": "PORTLAND PRIVATE WEALTH MANAGEMENT, INC.",
  "legal_name": "PORTLAND PRIVATE WEALTH MANAGEMENT, INC.",
  "dbas": [
    "PORTLAND PRIVATE WEALTH MANAGEMENT, INC. DBA BEND PRIVATE WEALTH MANAGEMENT",
    "PORTLAND PRIVATE WEALTH MANAGEMENT, INC. DBA EUGENE PRIVATE WEALTH MANAGEMENT",
    "PORTLAND PRIVATE WEALTH MANAGEMENT, INC. DBA PPWM"
  ],
  "city": "Portland",
  "state": "OR",
  "country": "United States",
  "cbsa_code": "38900",
  "metro": {
    "cbsa_code": "38900",
    "common_name": "Portland",
    "msa_name": "Portland-Vancouver-Hillsboro, OR-WA",
    "path": "/advisors/or/portland"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2020-04-03",
  "years_registered": 6,
  "period": "2026-10-01",
  "filing_date": "2026-06-04",
  "carried_forward": false,
  "raum_total": 235435154.0,
  "raum_discretionary": 227248408.0,
  "raum_non_discretionary": 8186746.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 5,
  "advisory_employees": 3,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 107400620.0,
      "count": 379
    },
    "pension_profit_sharing": {
      "raum": 2248209.0,
      "count": 11
    },
    "high_net_worth_individuals": {
      "raum": 125081303.0,
      "count": 60
    },
    "corporations_other_businesses": {
      "raum": 705022.0,
      "count": 5
    }
  },
  "compensation_types": [
    "hourly",
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "NH",
    "OR",
    "TX",
    "WA"
  ],
  "websites": [
    "https://portlandprivatewm.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/171321",
  "city_as_filed": "PORTLAND",
  "url": "https://advisorcensus.com/firm/portland-private-wealth-management-inc-portland-or-171321",
  "display_name": "Portland Private Wealth Management, Inc.",
  "summary": "Portland Private Wealth Management, Inc. is an SEC-registered investment advisory firm in Portland, OR, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 4, 2026.",
  "citation": "AdvisorCensus. Portland Private Wealth Management, Inc. (CRD 171321): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services"
  ],
  "quick_answers": [
    {
      "q": "How is Portland Private Wealth Management, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Portland Private Wealth Management, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; performance-based fees."
    },
    {
      "q": "How much does Portland Private Wealth Management, Inc. charge?",
      "a": "Its Form ADV Part 2A brochure dated June 4, 2026 states: Hourly rate: $125 an hour (“stand-alone” financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Portland Private Wealth Management, Inc. located?",
      "a": "Portland Private Wealth Management, Inc.'s principal office is in Portland, OR, according to its Form ADV; the July 2026 filing also lists 2 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Portland Private Wealth Management, Inc. registered with the SEC or a state?",
      "a": "Portland Private Wealth Management, Inc. is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 171321."
    },
    {
      "q": "How much does Portland Private Wealth Management, Inc. manage?",
      "a": "Portland Private Wealth Management, Inc. reports $235,435,154 in regulatory assets under management in its Form ADV filing dated June 4, 2026 (97% discretionary)."
    },
    {
      "q": "How have Portland Private Wealth Management, Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Portland Private Wealth Management, Inc.: Regulatory assets under management: $189,367,744 in the October 2021 data and $235,435,154 in the October 2026 data, up 24%. Total employees: 7 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Portland Private Wealth Management, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (379); high net worth individuals (60); pension and profit sharing plans (but not the plan participants or government pension plans) (11)."
    },
    {
      "q": "Which custodians does Portland Private Wealth Management, Inc. use?",
      "a": "Portland Private Wealth Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Portland Private Wealth Management, Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/171321"
    },
    {
      "q": "Does Portland Private Wealth Management, Inc. state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated June 4, 2026 says: \"We typically require a minimum account size of $500,000 to engage our advisory services. Client accounts may be aggregated to achieve the minimum account size and we may waive this requirement in our sole discretion.\""
    },
    {
      "q": "What changed in Portland Private Wealth Management, Inc.'s recent Form ADV filings?",
      "a": "In the March 2026 filing data: Changed its office addresses in Eugene, OR."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 189367744.0,
      "total_employees": 7,
      "filing_date": "2021-02-22"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 247009995.0,
      "total_employees": 8,
      "filing_date": "2022-03-18"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 227696582.0,
      "total_employees": 7,
      "filing_date": "2023-03-24"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 200236134.0,
      "total_employees": 6,
      "filing_date": "2024-03-14"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 222028660.0,
      "total_employees": 6,
      "filing_date": "2025-02-12"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 235435154.0,
      "total_employees": 5,
      "filing_date": "2026-06-04"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Changed its office addresses in Eugene, OR."
      ]
    },
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "No longer registered or notice-filed in FL."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated June 4, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$500,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $125 an hour (“stand-alone” financial planning services)"
    ],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $500,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "We typically require a minimum account size of $500,000 to engage our advisory services. Client accounts may be aggregated to achieve the minimum account size and we may waive this requirement in our sole discretion."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $125 an hour (“stand-alone” financial planning services)"
        ],
        "quotes": [
          "Fees for these “stand-alone” financial planning services are based on a rate of $125 per hour. Special arrangements can be made for clients"
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 500000.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": 125.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "“stand-alone” financial planning services"
        }
      ]
    },
    "quotes": [
      "We typically require a minimum account size of $500,000 to engage our advisory services. Client accounts may be aggregated to achieve the minimum account size and we may waive this requirement in our sole discretion.",
      "Fees for these “stand-alone” financial planning services are based on a rate of $125 per hour. Special arrangements can be made for clients"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/portland-private-wealth-management-inc-portland-or-171321.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 379,
      "fewer_than_5": false,
      "raum": 107400620.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 60,
      "fewer_than_5": false,
      "raum": 125081303.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 11,
      "fewer_than_5": false,
      "raum": 2248209.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 5,
      "fewer_than_5": false,
      "raum": 705022.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/171321",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}