# Portfolio Strategies Inc NY

> Portfolio Strategies Inc NY is an SEC-registered investment advisory firm in Montvale, NJ, registered since 1994, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated April 6, 2026.

- CRD: 106942
- Filed as: PORTFOLIO STRATEGIES INC NY
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Montvale, NJ
- Filing period: October 2026
- Form ADV filing dated: April 6, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/106942
- AdvisorCensus page: https://advisorcensus.com/firm/portfolio-strategies-inc-ny-montvale-nj-106942

## Quick answers

**How is Portfolio Strategies Inc NY compensated?**
On its Form ADV (Item 5.E, October 2026), Portfolio Strategies Inc NY reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**What does Portfolio Strategies Inc NY's brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 6, 2026 states: Asset-based fee: up to 0.98% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Portfolio Strategies Inc NY located?**
Portfolio Strategies Inc NY's principal office is in Montvale, NJ, according to its Form ADV; the May 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Portfolio Strategies Inc NY registered with the SEC or a state?**
Portfolio Strategies Inc NY is an SEC-registered investment advisory firm, registered since 1994. Status as filed: Approved. CRD 106942.

**How much does Portfolio Strategies Inc NY manage?**
Portfolio Strategies Inc NY reports $1,015,753,299 in regulatory assets under management in its Form ADV filing dated April 6, 2026 (100% discretionary).

**How have Portfolio Strategies Inc NY's assets and staff changed since 2021?**
In the Form ADV data for Portfolio Strategies Inc NY: Regulatory assets under management: $673,282,337 in the October 2021 data and $1,015,753,299 in the October 2026 data, up 51%. Total employees: 8 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Portfolio Strategies Inc NY serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (3,070); high net worth individuals (186); corporations or other businesses not listed above (153).

**Which custodians does Portfolio Strategies Inc NY use?**
Portfolio Strategies Inc NY's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Portfolio Strategies Inc NY report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106942

**What changed in Portfolio Strategies Inc NY's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $861,232,169 to $1,015,753,299 (+18%). Added an office in Toms River, NJ. No longer lists an office in Jackson, NJ.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 6, 2026)

- Asset-based fee: up to 0.98% of assets a year (the maximum the brochure states)

> PSI’s annual investment advisory fee for investment management services is generally based upon a percentage of the market value of the assets under management, and ranges up to 0.98%, annually, and is billed quarterly.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,015,753,299
- Discretionary: $1,015,753,299
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 3,070 | $350,211,649 |
| High net worth individuals | 186 | $501,495,465 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 3 | $11,633,591 |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 153 | $152,412,594 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 1994 (32 years)
- Employees: 11 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, CT, FL, IL, LA, MA, MD, MI, NJ, NY, OH, PA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the May 2026 filing
- Toms River, NJ

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $673,282,337 | 8 | April 15, 2021 |
| October 2022 | $744,883,421 | 8 | April 28, 2022 |
| October 2023 | $595,136,338 | 8 | March 10, 2023 |
| October 2024 | $723,730,439 | 8 | August 29, 2024 |
| October 2025 | $861,232,169 | 8 | April 10, 2025 |
| October 2026 | $1,015,753,299 | 11 | April 6, 2026 |

Regulatory assets under management: $673,282,337 in the October 2021 data and $1,015,753,299 in the October 2026 data, up 51%.
Total employees: 8 in October 2021 and 11 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $861,232,169 to $1,015,753,299 (+18%).
- Added an office in Toms River, NJ.
- No longer lists an office in Jackson, NJ.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Portfolio Strategies Inc NY (CRD 106942): Form ADV filing data as of October 2026.