# Portage Wealth Inc > Portage Wealth Inc is an SEC-registered investment advisory firm in Oakville, Canada, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 1, 2026. - CRD: 340012 - Filed as: PORTAGE WEALTH INC - Registration: SEC-registered investment adviser (status as filed: Approved) - Location: Oakville, Canada - Filing period: October 2026 - Form ADV filing dated: May 1, 2026 - SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/340012 - AdvisorCensus page: https://advisorcensus.com/firm/portage-wealth-inc-oakville-340012 ## Quick answers **How is Portage Wealth Inc compensated?** On its Form ADV (Item 5.E, October 2026), Portage Wealth Inc reports these compensation arrangements: a percentage of assets under its management. **Where is Portage Wealth Inc located?** Portage Wealth Inc's principal office is in Oakville, Canada, according to its Form ADV. **Is Portage Wealth Inc registered with the SEC or a state?** Portage Wealth Inc is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 340012. **How much does Portage Wealth Inc manage?** Portage Wealth Inc reports $202,000,000 in regulatory assets under management in its Form ADV filing dated May 1, 2026 (100% discretionary). **What types of clients does Portage Wealth Inc serve?** By number of clients on Form ADV Item 5.D: high net worth individuals (185). **Does Portage Wealth Inc report any disciplinary disclosures?** Reports 5 disclosure items on Form ADV Item 11: yes answers to 11.D(1) (another regulator's finding of a false statement or omission, or of dishonest, unfair, or unethical conduct), 11.D(2) (another regulator's finding of a violation), 11.D(3) (another regulator's finding of causing a business's authorization to be denied, suspended, revoked, or restricted), 11.D(4) (another regulator's order in the past ten years), and 11.D(5) (another regulator's denial, suspension, or revocation of a registration or license, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/340012 **Does Portage Wealth Inc state an account minimum?** Its Form ADV Part 2A brochure dated May 1, 2026 says: "The Firm requires a minimum of $500,000 of investable assets." **What changed in Portage Wealth Inc's recent Form ADV filings?** In the May 2026 filing data: Regulatory assets under management went from $0 to $202,000,000. ## From the Form ADV filing ### Compensation (Item 5.E) - A percentage of assets under your management ### Fees and minimums (Form ADV Part 2A brochure dated May 1, 2026) - Account minimum: $500,000 > The Firm requires a minimum of $500,000 of investable assets. As stated in the firm's brochure. Fees can differ by service and may be negotiable. ### Regulatory assets under management (Item 5.F) - Total: $202,000,000 - Discretionary: $202,000,000 - Non-discretionary: $0 ### Clients (Item 5.D) | Client type | Clients | Assets | | --- | --- | --- | | Individuals (other than high net worth individuals) | 0 | $0 | | High net worth individuals | 185 | $202,000,000 | | Banking or thrift institutions | 0 | $0 | | Investment companies | 0 | $0 | | Business development companies | 0 | $0 | | Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 | | Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 | | Charitable organizations | 0 | $0 | | State or municipal government entities (including government pension plans) | 0 | $0 | | Other investment advisers | 0 | $0 | | Insurance companies | 0 | $0 | | Sovereign wealth funds and foreign official institutions | 0 | $0 | | Corporations or other businesses not listed above | 0 | $0 | | Other | 0 | Not reported | ### Advisory services (Item 5.G) - Portfolio management for individuals and/or small businesses ### Firm details - Registered since: 2026 (0 years) - Employees: 13 total, 5 performing advisory functions - Wrap fee program participation: No - Disclosures (Item 11): Reports 5 disclosure items on Form ADV Item 11. ### Item 11 questions answered yes - 11.D(1): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical? - 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes? - 11.D(3): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted? - 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity? - 11.D(5): Has another federal regulator, a state regulator, or a foreign financial regulator ever denied, suspended, or revoked the registration or license of the firm or an advisory affiliate, prevented either by order from associating with an investment-related business, or restricted either one's activity? Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/340012 ### Websites listed on Form ADV (Item 1.I) - portagewealth.com ## Changes in the filing (last 12 months) ### May 2026 - Regulatory assets under management went from $0 to $202,000,000. ### March 2026 - Newly registered with the SEC. ## Source Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Portage Wealth Inc (CRD 340012): Form ADV filing data as of October 2026.