# Pope Asset Management, LLC

> Pope Asset Management, LLC is an SEC-registered investment advisory firm in Memphis, TN, registered since 2001, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 113584
- Filed as: POPE ASSET MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Memphis, TN
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/113584
- AdvisorCensus page: https://advisorcensus.com/firm/pope-asset-management-llc-memphis-tn-113584

## Quick answers

**How is Pope Asset Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Pope Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Pope Asset Management, LLC located?**
Pope Asset Management, LLC's principal office is in Memphis, TN, according to its Form ADV.

**Is Pope Asset Management, LLC registered with the SEC or a state?**
Pope Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2001. Status as filed: Approved. CRD 113584.

**How much does Pope Asset Management, LLC manage?**
Pope Asset Management, LLC reports $114,763,857 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary).

**How have Pope Asset Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Pope Asset Management, LLC: Regulatory assets under management: $181,328,958 in the October 2021 data and $114,763,857 in the October 2026 data, down 37%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Pope Asset Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (57); charitable organizations (2).

**Which custodians does Pope Asset Management, LLC use?**
Pope Asset Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists U.S. Bank as a custodian holding 10% or more of its separately managed account assets.

**Does Pope Asset Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/113584

**Does Pope Asset Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 27, 2026 says: "For separate managed accounts the minimum investment amount is generally $2 million."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 27, 2026)

- Account minimum: $2,000,000

> For separate managed accounts the minimum investment amount is generally $2 million.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- U.S. Bank

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $114,763,857
- Discretionary: $114,763,857
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 57 | $106,305,841 |
| Charitable organizations | 2 | $8,458,016 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2001 (25 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: GA, MS, TN
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- popeasset.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $181,328,958 | 3 | March 1, 2021 |
| October 2022 | $127,748,405 | 3 | March 14, 2022 |
| October 2023 | $107,227,154 | 3 | January 31, 2023 |
| October 2024 | $111,990,280 | 3 | January 31, 2024 |
| October 2025 | $112,476,370 | 3 | February 21, 2025 |
| October 2026 | $114,763,857 | 3 | March 27, 2026 |

Regulatory assets under management: $181,328,958 in the October 2021 data and $114,763,857 in the October 2026 data, down 37%.
Total employees: 3 in October 2021 and 3 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pope Asset Management, LLC (CRD 113584): Form ADV filing data as of October 2026.