# Ponta Wealth Partners, LLC

> Ponta Wealth Partners, LLC is an SEC-registered investment advisory firm in Winter Park, FL, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 4, 2026.

- CRD: 330058
- Filed as: PONTA WEALTH PARTNERS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Winter Park, FL
- Filing period: October 2026
- Form ADV filing dated: September 4, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/330058
- AdvisorCensus page: https://advisorcensus.com/firm/ponta-wealth-partners-llc-winter-park-fl-330058

## Quick answers

**How is Ponta Wealth Partners, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Ponta Wealth Partners, LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Ponta Wealth Partners, LLC located?**
Ponta Wealth Partners, LLC's principal office is in Winter Park, FL, according to its Form ADV.

**Is Ponta Wealth Partners, LLC registered with the SEC or a state?**
Ponta Wealth Partners, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 330058.

**How much does Ponta Wealth Partners, LLC manage?**
Ponta Wealth Partners, LLC reports $214,265,118 in regulatory assets under management in its Form ADV filing dated September 4, 2026 (100% discretionary).

**How have Ponta Wealth Partners, LLC's assets and staff changed since 2025?**
In the Form ADV data for Ponta Wealth Partners, LLC: Regulatory assets under management: $102,154,809 in the October 2025 data and $214,265,118 in the October 2026 data, up 110%. Total employees: 2 in October 2025 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Ponta Wealth Partners, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (16); individuals (other than high net worth individuals) (8).

**Which custodians does Ponta Wealth Partners, LLC use?**
Ponta Wealth Partners, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Raymond James & Associates, Inc. as custodians holding 10% or more of its separately managed account assets.

**Does Ponta Wealth Partners, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/330058

**Does Ponta Wealth Partners, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated August 3, 2026 says: "There is an account minimum of $1,000,000, which may be waived by PWP at its discretion."

**What changed in Ponta Wealth Partners, LLC's recent Form ADV filings?**
In the October 2026 filing data: Employees performing advisory functions went from 1 to 2.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated August 3, 2026)

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> There is an account minimum of $1,000,000, which may be waived by PWP at its discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Raymond James & Associates, Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $214,265,118
- Discretionary: $214,265,118
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 8 | $3,089,843 |
| High net worth individuals | 16 | $211,175,275 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- pontawealth.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $102,154,809 | 2 | May 2, 2025 |
| October 2026 | $214,265,118 | 4 | September 4, 2026 |

Regulatory assets under management: $102,154,809 in the October 2025 data and $214,265,118 in the October 2026 data, up 110%.
Total employees: 2 in October 2025 and 4 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Employees performing advisory functions went from 1 to 2.

### April 2026
- Regulatory assets under management went from $102,154,809 to $208,407,251 (+104%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Ponta Wealth Partners, LLC (CRD 330058): Form ADV filing data as of October 2026.