{ "crd_number": 159031, "slug": "polunin-capital-partners-limited-london-159031", "primary_business_name": "POLUNIN CAPITAL PARTNERS LIMITED", "legal_name": "POLUNIN CAPITAL PARTNERS LIMITED", "dbas": [], "city": "London", "state": null, "country": "United Kingdom", "cbsa_code": null, "metro": null, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2011-10-12", "years_registered": 14, "period": "2026-10-01", "filing_date": "2026-03-30", "carried_forward": false, "raum_total": 7959632144.0, "raum_discretionary": 7959632144.0, "raum_non_discretionary": 0.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 17, "advisory_employees": 6, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "charitable": { "raum": null, "count": 0 }, "individuals": { "raum": null, "count": 0 }, "banking_thrift": { "raum": null, "count": 0 }, "state_municipal": { "raum": null, "count": 0 }, "insurance_companies": { "raum": null, "count": 0 }, "investment_companies": { "raum": 1936158525.0, "count": 2 }, "pension_profit_sharing": { "raum": 84332351.0, "count": null, "fewer_than_5": true }, "other_investment_advisers": { "raum": null, "count": 0 }, "high_net_worth_individuals": { "raum": null, "count": 0 }, "pooled_investment_vehicles": { "raum": 4660226431.0, "count": 5 }, "corporations_other_businesses": { "raum": null, "count": 0 }, "business_development_companies": { "raum": null, "count": 0 }, "sovereign_wealth_foreign_official": { "raum": 1278914837.0, "count": null, "fewer_than_5": true } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "other", "portfolio_management_businesses_institutional", "portfolio_management_investment_companies", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [], "websites": [ "https://linkedin.com/company/polunincapitalpartnerslimited/about", "https://polunin.co.uk" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/159031", "city_as_filed": "LONDON", "url": "https://advisorcensus.com/firm/polunin-capital-partners-limited-london-159031", "display_name": "Polunin Capital Partners Limited", "summary": "Polunin Capital Partners Limited is an SEC-registered investment advisory firm in London, United Kingdom, registered since 2011, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.", "citation": "AdvisorCensus. Polunin Capital Partners Limited (CRD 159031): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for investment companies (and business development companies)", "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients", "Other" ], "quick_answers": [ { "q": "How is Polunin Capital Partners Limited compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Polunin Capital Partners Limited reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Polunin Capital Partners Limited located?", "a": "Polunin Capital Partners Limited's principal office is in London, United Kingdom, according to its Form ADV." }, { "q": "Is Polunin Capital Partners Limited registered with the SEC or a state?", "a": "Polunin Capital Partners Limited is an SEC-registered investment advisory firm, registered since 2011. Status as filed: Approved. CRD 159031." }, { "q": "How much does Polunin Capital Partners Limited manage?", "a": "Polunin Capital Partners Limited reports $7,959,632,144 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary)." }, { "q": "How have Polunin Capital Partners Limited's assets and staff changed since 2021?", "a": "In the Form ADV data for Polunin Capital Partners Limited: Regulatory assets under management: $5,784,259,556 in the October 2021 data and $7,959,632,144 in the October 2026 data, up 38%. Total employees: 14 in October 2021 and 17 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Polunin Capital Partners Limited serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (5); investment companies (2)." }, { "q": "Which custodians does Polunin Capital Partners Limited use?", "a": "Polunin Capital Partners Limited's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists JPMorgan Chase Bank, N.A. and State Street as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Polunin Capital Partners Limited report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/159031" }, { "q": "What changed in Polunin Capital Partners Limited's recent Form ADV filings?", "a": "In the April 2026 filing data: Regulatory assets under management went from $5,091,655,997 to $7,959,632,144 (+56%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 5784259556.0, "total_employees": 14, "filing_date": "2021-04-30" }, { "period": "2022-10-01", "regulatory_assets_under_management": 5944460426.0, "total_employees": 14, "filing_date": "2022-03-24" }, { "period": "2023-10-01", "regulatory_assets_under_management": 4155893543.0, "total_employees": 16, "filing_date": "2023-05-02" }, { "period": "2024-10-01", "regulatory_assets_under_management": 4502650769.0, "total_employees": 16, "filing_date": "2024-03-21" }, { "period": "2025-10-01", "regulatory_assets_under_management": 5091655997.0, "total_employees": 17, "filing_date": "2025-03-26" }, { "period": "2026-10-01", "regulatory_assets_under_management": 7959632144.0, "total_employees": 17, "filing_date": "2026-03-30" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $5,091,655,997 to $7,959,632,144 (+56%)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "JPMorgan Chase Bank, N.A.", "name_as_filed": "JPMORGAN CHASE BANK, N.A.", "affiliated": false }, { "name": "State Street", "name_as_filed": "STATE STREET", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/polunin-capital-partners-limited-london-159031.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 0, "fewer_than_5": false, "raum": null }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 0, "fewer_than_5": false, "raum": null }, { "type": "banking_thrift", "label": "Banking or thrift institutions", "count": 0, "fewer_than_5": false, "raum": null }, { "type": "investment_companies", "label": "Investment companies", "count": 2, "fewer_than_5": false, "raum": 1936158525.0 }, { "type": "business_development_companies", "label": "Business development companies", "count": 0, "fewer_than_5": false, "raum": null }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 5, "fewer_than_5": false, "raum": 4660226431.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": null, "fewer_than_5": true, "raum": 84332351.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 0, "fewer_than_5": false, "raum": null }, { "type": "state_municipal", "label": "State or municipal government entities (including government pension plans)", "count": 0, "fewer_than_5": false, "raum": null }, { "type": "other_investment_advisers", "label": "Other investment advisers", "count": 0, "fewer_than_5": false, "raum": null }, { "type": "insurance_companies", "label": "Insurance companies", "count": 0, "fewer_than_5": false, "raum": null }, { "type": "sovereign_wealth_foreign_official", "label": "Sovereign wealth funds and foreign official institutions", "count": null, "fewer_than_5": true, "raum": 1278914837.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 0, "fewer_than_5": false, "raum": null } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/159031", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }