{ "crd_number": 148790, "slug": "polero-ice-advisers-148790", "primary_business_name": "POLERO ICE ADVISERS", "legal_name": "POLERO ICE ADVISERS", "dbas": [], "city": null, "state": null, "country": null, "cbsa_code": null, "metro": null, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2026-02-23", "years_registered": 0, "period": "2026-10-01", "filing_date": "2026-02-19", "carried_forward": false, "raum_total": 106028000.0, "raum_discretionary": 106028000.0, "raum_non_discretionary": 0.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 1, "advisory_employees": 1, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "other": { "raum": null, "count": 0 }, "charitable": { "raum": 55000.0, "count": null, "fewer_than_5": true }, "individuals": { "raum": 2817000.0, "count": 22 }, "banking_thrift": { "raum": null, "count": 0 }, "state_municipal": { "raum": null, "count": 0 }, "insurance_companies": { "raum": null, "count": 0 }, "investment_companies": { "raum": null, "count": 0 }, "pension_profit_sharing": { "raum": null, "count": 0 }, "other_investment_advisers": { "raum": null, "count": 0 }, "high_net_worth_individuals": { "raum": 103156000.0, "count": 37 }, "pooled_investment_vehicles": { "raum": null, "count": 0 }, "corporations_other_businesses": { "raum": null, "count": 0 }, "business_development_companies": { "raum": null, "count": 0 }, "sovereign_wealth_foreign_official": { "raum": null, "count": 0 } }, "compensation_types": [ "fixed", "hourly" ], "advisory_activities": [ "financial_planning", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [], "websites": [ "https://poleroadvisers.org" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/148790", "city_as_filed": null, "url": "https://advisorcensus.com/firm/polero-ice-advisers-148790", "display_name": "Polero ICE Advisers", "summary": "Polero ICE Advisers is an SEC-registered investment advisory firm, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 19, 2026.", "citation": "AdvisorCensus. Polero ICE Advisers (CRD 148790): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses" ], "quick_answers": [ { "q": "How is Polero ICE Advisers compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Polero ICE Advisers reports these compensation arrangements: hourly charges; fixed fees (other than subscription fees)." }, { "q": "How much does Polero ICE Advisers charge?", "a": "Its Form ADV Part 2A brochure dated February 18, 2026 states: Hourly rate: $325 an hour (financial-planning assistance); Subscription: $7,000 to $15,000 a year (account management and ongoing financial advice, including financial…). Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Is Polero ICE Advisers registered with the SEC or a state?", "a": "Polero ICE Advisers is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 148790." }, { "q": "How much does Polero ICE Advisers manage?", "a": "Polero ICE Advisers reports $106,028,000 in regulatory assets under management in its Form ADV filing dated February 19, 2026 (100% discretionary)." }, { "q": "What types of clients does Polero ICE Advisers serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (37); individuals (other than high net worth individuals) (22)." }, { "q": "Which custodians does Polero ICE Advisers use?", "a": "Polero ICE Advisers' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Vanguard as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Polero ICE Advisers report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/148790" }, { "q": "Does Polero ICE Advisers state an account minimum?", "a": "Its Form ADV Part 2A brochure dated February 18, 2026 says: \"There is no minimum asset level required for having an account managed by the Firm.\"" }, { "q": "What changed in Polero ICE Advisers' recent Form ADV filings?", "a": "In the March 2026 filing data: Newly registered with the SEC." } ], "filing_history": [], "recent_changes": [ { "period": "2026-03-01", "period_label": "March 2026", "notes": [ "Newly registered with the SEC." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated February 18, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": "None", "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "planning_fees": [ "Hourly rate: $325 an hour (financial-planning assistance)", "Subscription: $7,000 to $15,000 a year (account management and ongoing financial advice, including financial…)" ], "figures": [ { "label": "Account minimum", "statements": [ "Account minimum: None" ], "quotes": [ "There is no minimum asset level required for having an account managed by the Firm." ] }, { "label": "Planning fee", "statements": [ "Hourly rate: $325 an hour (financial-planning assistance)" ], "quotes": [ "Clients may choose to pay an hourly fee for financial-planning assistance. In that case, the hourly charge is $325." ] }, { "label": "Planning fee", "statements": [ "Subscription: $7,000 to $15,000 a year (account management and ongoing financial advice, including financial…)" ], "quotes": [ "Annual fees typically range from $7,000 -$15,000 for individual clients and couples, and include financial planning." ] } ], "values": { "tiers": [], "range_pct": null, "max_pct": null, "account_minimum": 0.0, "minimum_annual_fee": null, "planning": [ { "kind": "hourly", "amount": 325.0, "min": null, "max": null, "period": "hour", "service": "financial-planning assistance" }, { "kind": "subscription", "amount": null, "min": 7000.0, "max": 15000.0, "period": "annual", "service": "account management and ongoing financial advice, including financial planning" } ] }, "quotes": [ "There is no minimum asset level required for having an account managed by the Firm.", "Clients may choose to pay an hourly fee for financial-planning assistance. In that case, the hourly charge is $325.", "Annual fees typically range from $7,000 -$15,000 for individual clients and couples, and include financial planning." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [ { "name": "Vanguard", "name_as_filed": "VANGUARD", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/polero-ice-advisers-148790.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 22, "fewer_than_5": false, "raum": 2817000.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 37, "fewer_than_5": false, "raum": 103156000.0 }, { "type": "banking_thrift", "label": "Banking or thrift institutions", "count": 0, "fewer_than_5": false, "raum": null }, { "type": "investment_companies", "label": "Investment companies", "count": 0, "fewer_than_5": false, "raum": null }, { "type": "business_development_companies", "label": "Business development companies", "count": 0, "fewer_than_5": false, "raum": null }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 0, "fewer_than_5": false, "raum": null }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 0, "fewer_than_5": false, "raum": null }, { "type": "charitable", "label": "Charitable organizations", "count": null, "fewer_than_5": true, "raum": 55000.0 }, { "type": "state_municipal", "label": "State or municipal government entities (including government pension plans)", "count": 0, "fewer_than_5": false, "raum": null }, { "type": "other_investment_advisers", "label": "Other investment advisers", "count": 0, "fewer_than_5": false, "raum": null }, { "type": "insurance_companies", "label": "Insurance companies", "count": 0, "fewer_than_5": false, "raum": null }, { "type": "sovereign_wealth_foreign_official", "label": "Sovereign wealth funds and foreign official institutions", "count": 0, "fewer_than_5": false, "raum": null }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 0, "fewer_than_5": false, "raum": null }, { "type": "other", "label": "Other", "count": 0, "fewer_than_5": false, "raum": null } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/148790", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }