# Poket Financial, LLC

> Poket Financial, LLC is an SEC-registered investment advisory firm in Ciudad de Buenos Aires 1414, Argentina, registered since 2015, reporting under $25 million in regulatory assets under management in its Form ADV filing dated April 3, 2026.

- CRD: 221523
- Filed as: POKET FINANCIAL, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Ciudad de Buenos Aires 1414, Argentina
- Filing period: October 2026
- Form ADV filing dated: April 3, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/221523
- AdvisorCensus page: https://advisorcensus.com/firm/poket-financial-llc-ciudad-de-buenos-aires-1414-221523

## Quick answers

**How is Poket Financial, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Poket Financial, LLC reports these compensation arrangements: a percentage of assets under its management.

**How much does Poket Financial, LLC charge?**
Its Form ADV Part 2A brochure dated April 3, 2026 states: Asset-based fee: 0.1% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Poket Financial, LLC located?**
Poket Financial, LLC's principal office is in Ciudad de Buenos Aires 1414, Argentina, according to its Form ADV.

**Is Poket Financial, LLC registered with the SEC or a state?**
Poket Financial, LLC is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 221523.

**How much does Poket Financial, LLC manage?**
Poket Financial, LLC reports $760,000 in regulatory assets under management in its Form ADV filing dated April 3, 2026 (100% discretionary).

**How have Poket Financial, LLC's assets and staff changed since 2021?**
In the Form ADV data for Poket Financial, LLC: Regulatory assets under management: $0 in the October 2021 data and $760,000 in the October 2026 data. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Poket Financial, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (8).

**Does Poket Financial, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/221523

**Does Poket Financial, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated April 3, 2026 says: "The minimum account size that shall be accepted by Poket is one thousand U.S. dollars (USD $1,000) and the Client may add to or withdraw funds from its investment account in increments of one thousand U.S. dollars (USD $1,000) at any time, with no minimum subsequent investment amount."

**What changed in Poket Financial, LLC's recent Form ADV filings?**
In the May 2026 filing data: Regulatory assets under management went from $453,247 to $760,000 (+68%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated April 3, 2026)

- Asset-based fee: 0.1% of assets a year

> It’s a monthly fee of 0.1% of the AUM of the client. The Management Fee is applied and payable on a monthly basis.

- Account minimum: $1,000

> The minimum account size that shall be accepted by Poket is one thousand U.S. dollars (USD $1,000) and the Client may add to or withdraw funds from its investment account in increments of one thousand U.S. dollars (USD $1,000) at any time, with no minimum subsequent investment amount.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $760,000
- Discretionary: $760,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 8 | $760,000 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2015 (11 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $0 | 1 | March 3, 2021 |
| October 2022 | Not reported | 1 | May 27, 2022 |
| October 2023 | Not reported | 1 | March 30, 2023 |
| October 2024 | $244,038 | 1 | March 31, 2024 |
| October 2025 | $453,247 | 1 | March 28, 2025 |
| October 2026 | $760,000 | 1 | April 3, 2026 |

Regulatory assets under management: $0 in the October 2021 data and $760,000 in the October 2026 data.
Total employees: 1 in October 2021 and 1 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Regulatory assets under management went from $453,247 to $760,000 (+68%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Poket Financial, LLC (CRD 221523): Form ADV filing data as of October 2026.