{
  "crd_number": 314866,
  "slug": "pointoak-retirement-advisors-mclean-va-314866",
  "primary_business_name": "POINTOAK RETIREMENT ADVISORS",
  "legal_name": "POINTOAK RETIREMENT ADVISORS, LLC",
  "dbas": [],
  "city": "McLean",
  "state": "VA",
  "country": "United States",
  "cbsa_code": "47900",
  "metro": {
    "cbsa_code": "47900",
    "common_name": "Washington",
    "msa_name": "Washington-Arlington-Alexandria, DC-VA-MD-WV",
    "path": "/advisors/dc/washington"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2021-08-02",
  "years_registered": 5,
  "period": "2026-10-01",
  "filing_date": "2026-03-04",
  "carried_forward": false,
  "raum_total": 1078990787.0,
  "raum_discretionary": 11893329.0,
  "raum_non_discretionary": 1067097458.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 3,
  "advisory_employees": 3,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 9239818.0,
      "count": 19
    },
    "pension_profit_sharing": {
      "raum": 1067097458.0,
      "count": 83
    },
    "high_net_worth_individuals": {
      "raum": 2653511.0,
      "count": 1,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "other",
    "pension_consulting",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "DC",
    "MD",
    "NE",
    "NH",
    "TX",
    "VA"
  ],
  "websites": [
    "https://linkedin.com/company/pointoak",
    "https://pointoak.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/314866",
  "city_as_filed": "MCLEAN",
  "url": "https://advisorcensus.com/firm/pointoak-retirement-advisors-mclean-va-314866",
  "display_name": "Pointoak Retirement Advisors",
  "summary": "Pointoak Retirement Advisors is an SEC-registered investment advisory firm in McLean, VA, registered since 2021, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 4, 2026.",
  "citation": "AdvisorCensus. Pointoak Retirement Advisors (CRD 314866): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Pointoak Retirement Advisors compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Pointoak Retirement Advisors reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Pointoak Retirement Advisors located?",
      "a": "Pointoak Retirement Advisors' principal office is in McLean, VA, according to its Form ADV."
    },
    {
      "q": "Is Pointoak Retirement Advisors registered with the SEC or a state?",
      "a": "Pointoak Retirement Advisors is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 314866."
    },
    {
      "q": "How much does Pointoak Retirement Advisors manage?",
      "a": "Pointoak Retirement Advisors reports $1,078,990,787 in regulatory assets under management in its Form ADV filing dated March 4, 2026 (1% discretionary)."
    },
    {
      "q": "How have Pointoak Retirement Advisors' assets and staff changed since 2021?",
      "a": "In the Form ADV data for Pointoak Retirement Advisors: Regulatory assets under management: $961,907 in the October 2022 data and $1,078,990,787 in the October 2026 data, up 112072%. Total employees: 1 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Pointoak Retirement Advisors serve?",
      "a": "By number of clients on Form ADV Item 5.D: pension and profit sharing plans (but not the plan participants or government pension plans) (83); individuals (other than high net worth individuals) (19); high net worth individuals (1)."
    },
    {
      "q": "Which custodians does Pointoak Retirement Advisors use?",
      "a": "Pointoak Retirement Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists ADP Broker-Dealer, Inc., Charles Schwab & Co., Inc., Principal Securities, Inc. and Transamerica Capital, LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Pointoak Retirement Advisors report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/314866"
    },
    {
      "q": "What changed in Pointoak Retirement Advisors' recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $818,662,144 to $1,078,990,787 (+32%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": 1,
      "filing_date": "2021-07-03"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 961907.0,
      "total_employees": 1,
      "filing_date": "2022-07-26"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 215532131.0,
      "total_employees": 1,
      "filing_date": "2023-03-29"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 270873874.0,
      "total_employees": 1,
      "filing_date": "2024-03-26"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 818662144.0,
      "total_employees": 3,
      "filing_date": "2025-03-31"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 1078990787.0,
      "total_employees": 3,
      "filing_date": "2026-03-04"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $818,662,144 to $1,078,990,787 (+32%)."
      ]
    },
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Registered or notice-filed in TX."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "ADP Broker-Dealer, Inc.",
      "name_as_filed": "ADP BROKER-DEALER, INC.",
      "affiliated": false
    },
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Principal Securities, Inc.",
      "name_as_filed": "PRINCIPAL SECURITIES, INC.",
      "affiliated": false
    },
    {
      "name": "Transamerica Capital, LLC",
      "name_as_filed": "TRANSAMERICA CAPITAL, LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/pointoak-retirement-advisors-mclean-va-314866.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 19,
      "fewer_than_5": false,
      "raum": 9239818.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 1,
      "fewer_than_5": true,
      "raum": 2653511.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 83,
      "fewer_than_5": false,
      "raum": 1067097458.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/314866",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}