# Pointer Financial Advisors LLC

> Pointer Financial Advisors LLC is an SEC-registered investment advisory firm in Columbia, MD, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 25, 2026.

- CRD: 326745
- Filed as: POINTER FINANCIAL ADVISORS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Columbia, MD
- Filing period: October 2026
- Form ADV filing dated: March 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/326745
- AdvisorCensus page: https://advisorcensus.com/firm/pointer-financial-advisors-llc-columbia-md-326745

## Quick answers

**How is Pointer Financial Advisors LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Pointer Financial Advisors LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Pointer Financial Advisors LLC located?**
Pointer Financial Advisors LLC's principal office is in Columbia, MD, according to its Form ADV.

**Is Pointer Financial Advisors LLC registered with the SEC or a state?**
Pointer Financial Advisors LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 326745.

**How much does Pointer Financial Advisors LLC manage?**
Pointer Financial Advisors LLC reports $176,396,108 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (100% discretionary).

**How have Pointer Financial Advisors LLC's assets and staff changed since 2023?**
In the Form ADV data for Pointer Financial Advisors LLC: Regulatory assets under management: $101,474,093 in the October 2023 data and $176,396,108 in the October 2026 data, up 74%. Total employees: 4 in October 2023 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Pointer Financial Advisors LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (96); high net worth individuals (61); other (3).

**Which custodians does Pointer Financial Advisors LLC use?**
Pointer Financial Advisors LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Pointer Financial Advisors LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/326745

**What changed in Pointer Financial Advisors LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $139,443,362 to $176,396,108 (+27%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 25, 2026)

- Minimum annual fee: $4,000

> As a condition for starting and maintaining an investment advisory relationship with the Firm, the Firm generally imposes a minimum annual fee of $4,000 for services.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $176,396,108
- Discretionary: $176,396,108
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 96 | $33,635,483 |
| High net worth individuals | 61 | $139,553,362 |
| Other | 3 | $3,207,263 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2023 (3 years)
- Employees: 5 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, MD, NC, PA, SC, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- pointeradvisors.com
- Instagram @pointeradvisors
- LinkedIn @pointerfinancialadvisors
- Facebook @61551257910860

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $101,474,093 | 4 | September 20, 2023 |
| October 2024 | $111,879,752 | 4 | March 21, 2024 |
| October 2025 | $139,443,362 | 4 | March 14, 2025 |
| October 2026 | $176,396,108 | 5 | March 25, 2026 |

Regulatory assets under management: $101,474,093 in the October 2023 data and $176,396,108 in the October 2026 data, up 74%.
Total employees: 4 in October 2023 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $139,443,362 to $176,396,108 (+27%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pointer Financial Advisors LLC (CRD 326745): Form ADV filing data as of October 2026.