# Pointe Capital Management LLC

> Pointe Capital Management LLC is an SEC-registered investment advisory firm in Grosse Pointe Farms, MI, registered since 2010, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 152520
- Filed as: POINTE CAPITAL MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Grosse Pointe Farms, MI
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/152520
- AdvisorCensus page: https://advisorcensus.com/firm/pointe-capital-management-llc-grosse-pointe-farms-mi-152520

## Quick answers

**How is Pointe Capital Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Pointe Capital Management LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Pointe Capital Management LLC located?**
Pointe Capital Management LLC's principal office is in Grosse Pointe Farms, MI, according to its Form ADV.

**Is Pointe Capital Management LLC registered with the SEC or a state?**
Pointe Capital Management LLC is an SEC-registered investment advisory firm, registered since 2010. Status as filed: Approved. CRD 152520.

**How much does Pointe Capital Management LLC manage?**
Pointe Capital Management LLC reports $452,264,000 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Pointe Capital Management LLC's assets and staff changed since 2021?**
In the Form ADV data for Pointe Capital Management LLC: Regulatory assets under management: $284,267,530 in the October 2021 data and $452,264,000 in the October 2026 data, up 59%. Total employees: 7 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Pointe Capital Management LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (89); individuals (other than high net worth individuals) (85); corporations or other businesses not listed above (8).

**Which custodians does Pointe Capital Management LLC use?**
Pointe Capital Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Pointe Capital Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/152520

**Does Pointe Capital Management LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 31, 2026 says: "Pointe Capital Management desires a minimum relationship size of $1 million for clients seeking Investment Management Services. At the Adviser’s discretion, the minimum relationship size may be waived where special circumstances exist."

**What changed in Pointe Capital Management LLC's recent Form ADV filings?**
In the April 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> Pointe Capital Management desires a minimum relationship size of $1 million for clients seeking Investment Management Services. At the Adviser’s discretion, the minimum relationship size may be waived where special circumstances exist.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Pershing LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $452,264,000
- Discretionary: $452,264,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 85 | $39,893,000 |
| High net worth individuals | 89 | $328,881,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $4,088,000 |
| Charitable organizations | 5 | $14,475,000 |
| Corporations or other businesses not listed above | 8 | $64,927,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2010 (16 years)
- Employees: 6 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, MI, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- pointecapital.com
- pointecapitalmanagement.com
- LinkedIn @pointecapital

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $284,267,530 | 7 | March 31, 2021 |
| October 2022 | $412,893,000 | 7 | March 28, 2022 |
| October 2023 | $346,153,000 | 7 | March 27, 2023 |
| October 2024 | $388,146,000 | 6 | June 21, 2024 |
| October 2025 | $437,163,000 | 6 | March 15, 2025 |
| October 2026 | $452,264,000 | 6 | March 31, 2026 |

Regulatory assets under management: $284,267,530 in the October 2021 data and $452,264,000 in the October 2026 data, up 59%.
Total employees: 7 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pointe Capital Management LLC (CRD 152520): Form ADV filing data as of October 2026.