{ "crd_number": 164213, "slug": "point-break-capital-management-llc-miami-fl-164213", "primary_business_name": "POINT BREAK CAPITAL MANAGEMENT LLC", "legal_name": "POINT BREAK CAPITAL MANAGEMENT LLC", "dbas": [], "city": "Miami", "state": "FL", "country": "United States", "cbsa_code": "33100", "metro": { "cbsa_code": "33100", "common_name": "Miami", "msa_name": "Miami-Fort Lauderdale-West Palm Beach, FL", "path": "/advisors/fl/miami" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2012-07-10", "years_registered": 14, "period": "2026-10-01", "filing_date": "2026-05-08", "carried_forward": false, "raum_total": 2038408736.0, "raum_discretionary": 2038408736.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 11, "advisory_employees": 11, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 2038408736.0, "count": 1 } }, "compensation_types": [ "fixed", "other" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "FL" ], "websites": [ "https://pointbreakcm.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/164213", "city_as_filed": "MIAMI", "url": "https://advisorcensus.com/firm/point-break-capital-management-llc-miami-fl-164213", "display_name": "Point Break Capital Management LLC", "summary": "Point Break Capital Management LLC is an SEC-registered investment advisory firm in Miami, FL, registered since 2012, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated May 8, 2026.", "citation": "AdvisorCensus. Point Break Capital Management LLC (CRD 164213): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "Fixed fees (other than subscription fees)", "Other" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Point Break Capital Management LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Point Break Capital Management LLC reports these compensation arrangements: fixed fees (other than subscription fees); other. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Point Break Capital Management LLC located?", "a": "Point Break Capital Management LLC's principal office is in Miami, FL, according to its Form ADV; the June 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Point Break Capital Management LLC registered with the SEC or a state?", "a": "Point Break Capital Management LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 164213." }, { "q": "How much does Point Break Capital Management LLC manage?", "a": "Point Break Capital Management LLC reports $2,038,408,736 in regulatory assets under management in its Form ADV filing dated May 8, 2026 (100% discretionary)." }, { "q": "How have Point Break Capital Management LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Point Break Capital Management LLC: Regulatory assets under management: $2,943,475,792 in the October 2021 data and $2,038,408,736 in the October 2026 data, down 31%. Total employees: 12 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Point Break Capital Management LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (1)." }, { "q": "Does Point Break Capital Management LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/164213" }, { "q": "What changed in Point Break Capital Management LLC's recent Form ADV filings?", "a": "In the May 2026 filing data: Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 2943475792.0, "total_employees": 12, "filing_date": "2021-05-12" }, { "period": "2022-10-01", "regulatory_assets_under_management": 2486414440.0, "total_employees": 10, "filing_date": "2022-03-25" }, { "period": "2023-10-01", "regulatory_assets_under_management": 1868866355.0, "total_employees": 10, "filing_date": "2023-03-30" }, { "period": "2024-10-01", "regulatory_assets_under_management": 1597462890.0, "total_employees": 11, "filing_date": "2024-03-28" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1614290362.0, "total_employees": 10, "filing_date": "2025-03-28" }, { "period": "2026-10-01", "regulatory_assets_under_management": 2038408736.0, "total_employees": 11, "filing_date": "2026-05-08" } ], "recent_changes": [ { "period": "2026-05-01", "period_label": "May 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $1,614,290,362 to $2,038,408,736 (+26%).", "Employees performing advisory functions went from 10 to 11.", "Added an office in S?o Paulo.", "No longer lists an office in São Paulo.", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/point-break-capital-management-llc-miami-fl-164213.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 1, "fewer_than_5": false, "raum": 2038408736.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/164213", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }