# PMG Wealth Management

> PMG Wealth Management is an SEC-registered investment advisory firm in Hawthorn Woods, IL, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 13, 2026.

- CRD: 285899
- Filed as: PMG WEALTH MANAGEMENT
- Legal name: PMG Wealth Management, Inc.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Hawthorn Woods, IL
- Filing period: October 2026
- Form ADV filing dated: May 13, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/285899
- AdvisorCensus page: https://advisorcensus.com/firm/pmg-wealth-management-hawthorn-woods-il-285899

## Quick answers

**How is PMG Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), PMG Wealth Management reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**Where is PMG Wealth Management located?**
PMG Wealth Management's principal office is in Hawthorn Woods, IL, according to its Form ADV.

**Is PMG Wealth Management registered with the SEC or a state?**
PMG Wealth Management is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 285899.

**How much does PMG Wealth Management manage?**
PMG Wealth Management reports $198,347,444 in regulatory assets under management in its Form ADV filing dated May 13, 2026 (100% discretionary).

**How have PMG Wealth Management's assets and staff changed since 2022?**
In the Form ADV data for PMG Wealth Management: Regulatory assets under management: $130,264,219 in the October 2022 data and $198,347,444 in the October 2026 data, up 52%. Total employees: 4 in October 2022 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does PMG Wealth Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (299); high net worth individuals (144).

**Which custodians does PMG Wealth Management use?**
PMG Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists LPL Financial LLC as a custodian holding 10% or more of its separately managed account assets.

**Does PMG Wealth Management report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/285899

**What changed in PMG Wealth Management's recent Form ADV filings?**
In the June 2026 filing data: Registered or notice-filed in NH.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Custodians (Schedule D, Section 5.K(3))
- LPL Financial LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $198,347,444
- Discretionary: $198,347,444
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 299 | $53,809,580 |
| High net worth individuals | 144 | $144,206,422 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $271,421 |
| Charitable organizations | Not reported | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $60,021 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2021 (4 years)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, IL, NH, TX
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/285899

### Websites listed on Form ADV (Item 1.I)
- linkedin/in/philguerrero
- plantoriseabove.com
- pmgwealth.com
- Facebook @PMGWEALTHMANAGEMENT
- LinkedIn @pmgwealthmanagement
- LinkedIn @george-maroudas
- X @chicagoadvisor

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $130,264,219 | 4 | September 30, 2022 |
| October 2023 | $125,622,113 | 4 | January 31, 2023 |
| October 2024 | $138,935,766 | 4 | April 4, 2024 |
| October 2025 | $164,749,480 | 4 | February 19, 2025 |
| October 2026 | $198,347,444 | 4 | May 13, 2026 |

Regulatory assets under management: $130,264,219 in the October 2022 data and $198,347,444 in the October 2026 data, up 52%.
Total employees: 4 in October 2022 and 4 in October 2026.

## Changes in the filing (last 12 months)

### June 2026
- Registered or notice-filed in NH.

### March 2026
- Regulatory assets under management went from $164,749,480 to $198,347,444 (+20%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. PMG Wealth Management (CRD 285899): Form ADV filing data as of October 2026.