{
  "crd_number": 332215,
  "slug": "pmc-wealth-llc-clarence-ny-332215",
  "primary_business_name": "PMC WEALTH, LLC",
  "legal_name": "PMC WEALTH, LLC",
  "dbas": [],
  "city": "Clarence",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "15380",
  "metro": {
    "cbsa_code": "15380",
    "common_name": "Buffalo",
    "msa_name": "Buffalo-Cheektowaga, NY",
    "path": "/advisors/ny/buffalo"
  },
  "registration_type": "sec",
  "registration_status": "120-Day Approval",
  "registration_date": "2025-09-02",
  "years_registered": 1,
  "period": "2026-10-01",
  "filing_date": "2026-09-22",
  "carried_forward": false,
  "raum_total": 280000.0,
  "raum_discretionary": 280000.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 20000.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 260000.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "hourly",
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "NY",
    "TX"
  ],
  "websites": [
    "https://pmcwealthadvisors.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/332215",
  "city_as_filed": "CLARENCE",
  "url": "https://advisorcensus.com/firm/pmc-wealth-llc-clarence-ny-332215",
  "display_name": "PMC Wealth, LLC",
  "summary": "PMC Wealth, LLC is an SEC-registered investment advisory firm in Clarence, NY, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 22, 2026.",
  "citation": "AdvisorCensus. PMC Wealth, LLC (CRD 332215): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Other"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is PMC Wealth, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), PMC Wealth, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; other."
    },
    {
      "q": "How much does PMC Wealth, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated August 13, 2026 states: Subscription: $47 a month (Foundational Financial Planning Membership); Hourly rate: $375 an hour (Licensed Investment Adviser Representative (IAR)); Hourly rate: $125 an hour (Client Strategy Assistant (CSA)). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is PMC Wealth, LLC located?",
      "a": "PMC Wealth, LLC's principal office is in Clarence, NY, according to its Form ADV."
    },
    {
      "q": "Is PMC Wealth, LLC registered with the SEC or a state?",
      "a": "PMC Wealth, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: 120-Day Approval. CRD 332215."
    },
    {
      "q": "How much does PMC Wealth, LLC manage?",
      "a": "PMC Wealth, LLC reports $280,000 in regulatory assets under management in its Form ADV filing dated September 22, 2026 (100% discretionary)."
    },
    {
      "q": "Which custodians does PMC Wealth, LLC use?",
      "a": "PMC Wealth, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does PMC Wealth, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/332215"
    },
    {
      "q": "What changed in PMC Wealth, LLC's recent Form ADV filings?",
      "a": "In the October 2026 filing data: Employees performing advisory functions went from 2 to 1. Regulatory assets under management went from $550,000 to $280,000 (-49%). Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [],
  "recent_changes": [
    {
      "period": "2026-10-01",
      "period_label": "October 2026",
      "notes": [
        "Employees performing advisory functions went from 2 to 1.",
        "Regulatory assets under management went from $550,000 to $280,000 (-49%).",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 1 to 2.",
        "Regulatory assets under management went from $0 to $550,000.",
        "Registered or notice-filed in TX.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Newly registered with the SEC."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated August 13, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Subscription: $47 a month (Foundational Financial Planning Membership)",
      "Hourly rate: $375 an hour (Licensed Investment Adviser Representative (IAR))",
      "Hourly rate: $125 an hour (Client Strategy Assistant (CSA))"
    ],
    "figures": [
      {
        "label": "Planning fee",
        "statements": [
          "Subscription: $47 a month (Foundational Financial Planning Membership)"
        ],
        "quotes": [
          "Each membership tier includes a one-time onboarding fee and a flat monthly Membership Fee. Fees are payable in advance via credit card or ACH. Foundational Financial Planning Membership: $47/month Onboarding Fee: $350 (one-time)"
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $375 an hour (Licensed Investment Adviser Representative (IAR))"
        ],
        "quotes": [
          "Licensed Investment Adviser Representative (IAR) Starting at $375/hour"
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $125 an hour (Client Strategy Assistant (CSA))"
        ],
        "quotes": [
          "Client Strategy Assistant (CSA) $125/hour"
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "subscription",
          "amount": 47.0,
          "min": null,
          "max": null,
          "period": "monthly",
          "service": "Foundational Financial Planning Membership"
        },
        {
          "kind": "hourly",
          "amount": 375.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "Licensed Investment Adviser Representative (IAR)"
        },
        {
          "kind": "hourly",
          "amount": 125.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "Client Strategy Assistant (CSA)"
        }
      ]
    },
    "quotes": [
      "Each membership tier includes a one-time onboarding fee and a flat monthly Membership Fee. Fees are payable in advance via credit card or ACH. Foundational Financial Planning Membership: $47/month Onboarding Fee: $350 (one-time)",
      "Licensed Investment Adviser Representative (IAR) Starting at $375/hour",
      "Client Strategy Assistant (CSA) $125/hour"
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/pmc-wealth-llc-clarence-ny-332215.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": null,
      "fewer_than_5": true,
      "raum": 20000.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": null,
      "fewer_than_5": true,
      "raum": 260000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/332215",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}