# PLW Financial

> PLW Financial is a state-registered investment advisory firm in New Braunfels, TX, registered since 2018, reporting under $25 million in regulatory assets under management in its Form ADV filing dated January 9, 2026.

- CRD: 291315
- Filed as: PLW FINANCIAL
- Legal name: PLW Financial, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: New Braunfels, TX
- Filing period: October 2026
- Form ADV filing dated: January 9, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/291315
- AdvisorCensus page: https://advisorcensus.com/firm/plw-financial-new-braunfels-tx-291315

## Quick answers

**How is PLW Financial compensated?**
On its Form ADV (Item 5.E, October 2026), PLW Financial reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is PLW Financial located?**
PLW Financial's principal office is in New Braunfels, TX, according to its Form ADV.

**Is PLW Financial registered with the SEC or a state?**
PLW Financial is a state-registered investment advisory firm, registered since 2018. Status as filed: APPROVED. CRD 291315.

**How much does PLW Financial manage?**
PLW Financial reports $13,026,117 in regulatory assets under management in its Form ADV filing dated January 9, 2026 (100% discretionary).

**What types of clients does PLW Financial serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (33).

**Does PLW Financial report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/291315

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $13,026,117
- Discretionary: $13,026,117
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 33 | $8,086,405 |
| High net worth individuals | Fewer than 5 | $4,939,712 |
| Corporations or other businesses not listed above | Fewer than 5 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2018 (8 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- plwfinancial.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. PLW Financial (CRD 291315): Form ADV filing data as of October 2026.