# Plum Alley Management LLC

> Plum Alley Management LLC is an exempt reporting adviser in New York, NY, filing reports since 2021. Exempt reporting advisers do not report regulatory assets under management on Form ADV.

- CRD: 299651
- Filed as: PLUM ALLEY MANAGEMENT LLC
- Also doing business as: PLUM ALLEY
- Reporting status: Exempt reporting adviser (status as filed: ERA - Active)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 20, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/299651
- AdvisorCensus page: https://advisorcensus.com/firm/plum-alley-management-llc-new-york-ny-299651

## Quick answers

**Where is Plum Alley Management LLC located?**
Plum Alley Management LLC's principal office is in New York, NY, according to its Form ADV.

**How does Plum Alley Management LLC report to regulators?**
Plum Alley Management LLC is an exempt reporting adviser, filing reports since 2021. Exempt reporting advisers file a shorter Form ADV. Status as filed: ERA - Active. CRD 299651.

**Does Plum Alley Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/299651

## From the Form ADV filing

### Firm details
- Reporting since: 2021 (5 years)
- Employees: Not reported total, Not reported performing advisory functions
- Wrap fee program participation: Not reported
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- plumalley.co
- Facebook @plumalley
- Instagram @plumalleyco
- LinkedIn @plumalleyco
- X @plumalleyco

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | Not reported | Not reported | April 8, 2021 |
| October 2022 | Not reported | Not reported | March 31, 2022 |
| October 2023 | Not reported | Not reported | March 29, 2023 |
| October 2024 | Not reported | Not reported | April 17, 2024 |
| October 2025 | Not reported | Not reported | March 19, 2025 |
| October 2026 | Not reported | Not reported | March 20, 2026 |


## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Plum Alley Management LLC (CRD 299651): Form ADV filing data as of October 2026.