# Plein Air Capital Advisers, LLC

> Plein Air Capital Advisers, LLC is a state-registered investment advisory firm, registered since 2008, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 3, 2026.

- CRD: 146415
- Filed as: PLEIN AIR CAPITAL ADVISERS, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Filing period: October 2026
- Form ADV filing dated: February 3, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/146415
- AdvisorCensus page: https://advisorcensus.com/firm/plein-air-capital-advisers-llc-146415

## Quick answers

**How is Plein Air Capital Advisers, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Plein Air Capital Advisers, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Plein Air Capital Advisers, LLC registered with the SEC or a state?**
Plein Air Capital Advisers, LLC is a state-registered investment advisory firm, registered since 2008. Status as filed: APPROVED. CRD 146415.

**How much does Plein Air Capital Advisers, LLC manage?**
Plein Air Capital Advisers, LLC reports $28,560,462 in regulatory assets under management in its Form ADV filing dated February 3, 2026 (100% discretionary).

**What types of clients does Plein Air Capital Advisers, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (18); high net worth individuals (9).

**Does Plein Air Capital Advisers, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/146415

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $28,560,462
- Discretionary: $28,551,448
- Non-discretionary: $9,014

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 18 | $8,068,079 |
| High net worth individuals | 9 | $20,492,383 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2008 (18 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: DC, MD
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- pleinaircapital.com
- LinkedIn @PLEIN-AIR-CAPITAL-ADVISERS-LLC

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Plein Air Capital Advisers, LLC (CRD 146415): Form ADV filing data as of October 2026.