# Pledge Capital LLC

> Pledge Capital LLC is a state-registered investment advisory firm in Great Neck, NY, registered since 2018, reporting under $25 million in regulatory assets under management in its Form ADV filing dated July 15, 2025.

- CRD: 284528
- Filed as: PLEDGE CAPITAL LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Great Neck, NY
- Filing period: October 2026
- Form ADV filing dated: July 15, 2025
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/284528
- AdvisorCensus page: https://advisorcensus.com/firm/pledge-capital-llc-great-neck-ny-284528

## Quick answers

**How is Pledge Capital LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Pledge Capital LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Pledge Capital LLC located?**
Pledge Capital LLC's principal office is in Great Neck, NY, according to its Form ADV.

**Is Pledge Capital LLC registered with the SEC or a state?**
Pledge Capital LLC is a state-registered investment advisory firm, registered since 2018. Status as filed: APPROVED. CRD 284528.

**How much does Pledge Capital LLC manage?**
Pledge Capital LLC reports $10,611,058 in regulatory assets under management in its Form ADV filing dated July 15, 2025 (97% discretionary).

**What types of clients does Pledge Capital LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (42); individuals (other than high net worth individuals) (3).

**Does Pledge Capital LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/284528

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $10,611,058
- Discretionary: $10,266,213
- Non-discretionary: $344,845

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 3 | $344,845 |
| High net worth individuals | 42 | $10,266,213 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2018 (8 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- pledge.capital

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pledge Capital LLC (CRD 284528): Form ADV filing data as of October 2026.