{ "crd_number": 160667, "slug": "platte-river-equity-denver-co-160667", "primary_business_name": "PLATTE RIVER EQUITY", "legal_name": "PRV MANAGEMENT, L.P.", "dbas": [], "city": "Denver", "state": "CO", "country": "United States", "cbsa_code": "19740", "metro": { "cbsa_code": "19740", "common_name": "Denver", "msa_name": "Denver-Aurora-Centennial, CO", "path": "/advisors/co/denver" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2012-02-16", "years_registered": 14, "period": "2026-10-01", "filing_date": "2026-03-27", "carried_forward": false, "raum_total": 1502670828.0, "raum_discretionary": 1502670828.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 22, "advisory_employees": 20, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 1502670828.0, "count": 15 } }, "compensation_types": [ "other", "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CO" ], "websites": [ "https://linkedin.com/company/platte-river-equity", "https://platteriverequity.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/160667", "city_as_filed": "DENVER", "url": "https://advisorcensus.com/firm/platte-river-equity-denver-co-160667", "display_name": "Platte River Equity", "summary": "Platte River Equity is an SEC-registered investment advisory firm in Denver, CO, registered since 2012, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 27, 2026.", "citation": "AdvisorCensus. Platte River Equity (CRD 160667): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees", "Other" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Platte River Equity compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Platte River Equity reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Platte River Equity located?", "a": "Platte River Equity's principal office is in Denver, CO, according to its Form ADV." }, { "q": "Is Platte River Equity registered with the SEC or a state?", "a": "Platte River Equity is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 160667." }, { "q": "How much does Platte River Equity manage?", "a": "Platte River Equity reports $1,502,670,828 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary)." }, { "q": "How have Platte River Equity's assets and staff changed since 2021?", "a": "In the Form ADV data for Platte River Equity: Regulatory assets under management: $838,997,520 in the October 2021 data and $1,502,670,828 in the October 2026 data, up 79%. Total employees: 24 in October 2021 and 22 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Platte River Equity serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (15)." }, { "q": "Does Platte River Equity report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/160667" }, { "q": "What changed in Platte River Equity's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 23 to 20. Regulatory assets under management went from $1,361,557,995 to $1,502,670,828 (+10%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 838997520.0, "total_employees": 24, "filing_date": "2021-03-23" }, { "period": "2022-10-01", "regulatory_assets_under_management": 980045356.0, "total_employees": 25, "filing_date": "2022-08-11" }, { "period": "2023-10-01", "regulatory_assets_under_management": 984648727.0, "total_employees": 25, "filing_date": "2023-09-27" }, { "period": "2024-10-01", "regulatory_assets_under_management": 1373311333.0, "total_employees": 23, "filing_date": "2024-03-29" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1361557995.0, "total_employees": 25, "filing_date": "2025-03-27" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1502670828.0, "total_employees": 22, "filing_date": "2026-03-27" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 23 to 20.", "Regulatory assets under management went from $1,361,557,995 to $1,502,670,828 (+10%)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/platte-river-equity-denver-co-160667.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 15, "fewer_than_5": false, "raum": 1502670828.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/160667", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }