# Planrock Wealth Strategies, LLC

> Planrock Wealth Strategies, LLC is an SEC-registered investment advisory firm in Brentwood, TN, registered since 2020, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated May 26, 2026.

- CRD: 304803
- Filed as: PLANROCK WEALTH STRATEGIES, LLC
- Legal name: Planrock Investment Management, LLC
- Also doing business as: PLANROCK FUNDS
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Brentwood, TN
- Filing period: October 2026
- Form ADV filing dated: May 26, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/304803
- AdvisorCensus page: https://advisorcensus.com/firm/planrock-wealth-strategies-llc-brentwood-tn-304803

## Quick answers

**How is Planrock Wealth Strategies, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Planrock Wealth Strategies, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Planrock Wealth Strategies, LLC located?**
Planrock Wealth Strategies, LLC's principal office is in Brentwood, TN, according to its Form ADV.

**Is Planrock Wealth Strategies, LLC registered with the SEC or a state?**
Planrock Wealth Strategies, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 304803.

**How much does Planrock Wealth Strategies, LLC manage?**
Planrock Wealth Strategies, LLC reports $71,050,000 in regulatory assets under management in its Form ADV filing dated May 26, 2026 (100% discretionary).

**How have Planrock Wealth Strategies, LLC's assets and staff changed since 2021?**
In the Form ADV data for Planrock Wealth Strategies, LLC: Regulatory assets under management: $10,800,000 in the October 2021 data and $71,050,000 in the October 2026 data, up 558%. Total employees: 4 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Planrock Wealth Strategies, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (35); high net worth individuals (16); corporations or other businesses not listed above (2).

**Does Planrock Wealth Strategies, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/304803

**What changed in Planrock Wealth Strategies, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 4 to 6. Regulatory assets under management went from $64,408,983 to $71,050,000 (+10%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $71,050,000
- Discretionary: $71,050,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 35 | $41,078,968 |
| High net worth individuals | 16 | $16,000,000 |
| Banking or thrift institutions | Not reported | $0 |
| Investment companies | 1 | $11,000,000 |
| Business development companies | Not reported | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | Not reported | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Not reported | $0 |
| Charitable organizations | 1 | $971,032 |
| State or municipal government entities (including government pension plans) | Not reported | $0 |
| Other investment advisers | Not reported | $0 |
| Insurance companies | Not reported | $0 |
| Sovereign wealth funds and foreign official institutions | Not reported | $0 |
| Corporations or other businesses not listed above | 2 | $2,000,000 |
| Other | Not reported | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Other

### Firm details
- Registered since: 2020 (6 years)
- Employees: 7 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: GA, TN, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [planrock.com](https://planrock.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $10,800,000 | 4 | March 31, 2021 |
| October 2022 | $28,367,030 | 3 | March 29, 2022 |
| October 2023 | $24,250,435 | 2 | March 13, 2023 |
| October 2024 | $27,254,727 | 6 | March 29, 2024 |
| October 2025 | $64,408,983 | 7 | April 29, 2025 |
| October 2026 | $71,050,000 | 7 | May 26, 2026 |

Regulatory assets under management: $10,800,000 in the October 2021 data and $71,050,000 in the October 2026 data, up 558%.
Total employees: 4 in October 2021 and 7 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 4 to 6.
- Regulatory assets under management went from $64,408,983 to $71,050,000 (+10%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Planrock Wealth Strategies, LLC (CRD 304803): Form ADV filing data as of October 2026.