# Planned Financial Security

> Planned Financial Security is a state-registered investment advisory firm, registered since 1999, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated February 21, 2025.

- CRD: 141924
- Filed as: PLANNED FINANCIAL SECURITY
- Legal name: Robert Raymond Dufresne
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Florida
- Filing period: October 2026
- Form ADV filing dated: February 21, 2025
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/141924
- AdvisorCensus page: https://advisorcensus.com/firm/planned-financial-security-141924

## Quick answers

**How is Planned Financial Security compensated?**
On its Form ADV (Item 5.E, October 2026), Planned Financial Security reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Planned Financial Security registered with the SEC or a state?**
Planned Financial Security is a state-registered investment advisory firm, registered since 1999. Status as filed: APPROVED. CRD 141924.

**How much does Planned Financial Security manage?**
Planned Financial Security reports $41,474,474 in regulatory assets under management in its Form ADV filing dated February 21, 2025 (100% discretionary).

**What types of clients does Planned Financial Security serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (55).

**Does Planned Financial Security report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/141924

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $41,474,474
- Discretionary: $41,474,474
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 55 | $41,474,474 |
| High net worth individuals | Fewer than 5 | $0 |
| Banking or thrift institutions | Fewer than 5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $0 |
| Charitable organizations | Fewer than 5 | $0 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $0 |
| Other investment advisers | Fewer than 5 | $0 |
| Insurance companies | Fewer than 5 | $0 |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $0 |
| Corporations or other businesses not listed above | Fewer than 5 | $0 |
| Other | Fewer than 5 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1999 (27 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Planned Financial Security (CRD 141924): Form ADV filing data as of October 2026.