# Planmember Asset Management Corporation

> Planmember Asset Management Corporation is an SEC-registered investment advisory firm in Carpinteria, CA, registered since 2017, with no regulatory assets under management reported in its Form ADV filing dated March 31, 2026.

- CRD: 289591
- Filed as: PLANMEMBER ASSET MANAGEMENT CORPORATION
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Carpinteria, CA
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/289591
- AdvisorCensus page: https://advisorcensus.com/firm/planmember-asset-management-corporation-carpinteria-ca-289591

## Quick answers

**How is Planmember Asset Management Corporation compensated?**
On its Form ADV (Item 5.E, October 2026), Planmember Asset Management Corporation reports these compensation arrangements: a percentage of assets under its management.

**Where is Planmember Asset Management Corporation located?**
Planmember Asset Management Corporation's principal office is in Carpinteria, CA, according to its Form ADV.

**Is Planmember Asset Management Corporation registered with the SEC or a state?**
Planmember Asset Management Corporation is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 289591.

**How have Planmember Asset Management Corporation's assets and staff changed since 2021?**
In the Form ADV data for Planmember Asset Management Corporation: Total employees: 8 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**Does Planmember Asset Management Corporation report any disciplinary disclosures?**
Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order), and 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/289591

**What changed in Planmember Asset Management Corporation's recent Form ADV filings?**
In the January 2026 filing data: No longer registered or notice-filed in IL.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | Not reported |
| High net worth individuals | Fewer than 5 | Not reported |
| Banking or thrift institutions | Fewer than 5 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | Not reported |
| Charitable organizations | Fewer than 5 | Not reported |
| State or municipal government entities (including government pension plans) | Fewer than 5 | Not reported |
| Other investment advisers | Fewer than 5 | Not reported |
| Insurance companies | Fewer than 5 | Not reported |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | Not reported |
| Corporations or other businesses not listed above | Fewer than 5 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2017 (9 years)
- Employees: 8 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO
- Disclosures (Item 11): Reports 4 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(4): Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/289591

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | Not reported | 8 | May 3, 2021 |
| October 2022 | Not reported | 8 | June 16, 2022 |
| October 2023 | $0 | 8 | March 31, 2023 |
| October 2024 | Not reported | 8 | March 29, 2024 |
| October 2025 | Not reported | 8 | March 31, 2025 |
| October 2026 | Not reported | 8 | March 31, 2026 |

Total employees: 8 in October 2021 and 8 in October 2026.

## Changes in the filing (last 12 months)

### January 2026
- No longer registered or notice-filed in IL.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Planmember Asset Management Corporation (CRD 289591): Form ADV filing data as of October 2026.