# Planalto Financial

> Planalto Financial is a state-registered investment advisory firm, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 6, 2026.

- CRD: 338852
- Filed as: PLANALTO FINANCIAL
- Legal name: Planalto Financial, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Alabama
- Filing period: October 2026
- Form ADV filing dated: March 6, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/338852
- AdvisorCensus page: https://advisorcensus.com/firm/planalto-financial-338852

## Quick answers

**How is Planalto Financial compensated?**
On its Form ADV (Item 5.E, October 2026), Planalto Financial reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Planalto Financial registered with the SEC or a state?**
Planalto Financial is a state-registered investment advisory firm, registered since 2026. Status as filed: APPROVED. CRD 338852.

**How much does Planalto Financial manage?**
Planalto Financial reports $0 in regulatory assets under management in its Form ADV filing dated March 6, 2026.

**Does Planalto Financial report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/338852

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $0
- Discretionary: $0
- Non-discretionary: $0

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2026 (0 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- planaltofinancial.com
- Facebook facebook.com
- Instagram @planaltofinancial
- LinkedIn @planalto-financial

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Planalto Financial (CRD 338852): Form ADV filing data as of October 2026.