# Plan a Wealth, LLC

> Plan a Wealth, LLC is an SEC-registered investment advisory firm in Lincoln, NE, registered since 2017, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 10, 2026.

- CRD: 287860
- Filed as: PLAN A WEALTH, LLC
- Also doing business as: PLAN A WEALTH MANAGEMENT
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Lincoln, NE
- Filing period: October 2026
- Form ADV filing dated: March 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/287860
- AdvisorCensus page: https://advisorcensus.com/firm/plan-a-wealth-llc-lincoln-ne-287860

## Quick answers

**How is Plan a Wealth, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Plan a Wealth, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Plan a Wealth, LLC located?**
Plan a Wealth, LLC's principal office is in Lincoln, NE, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Plan a Wealth, LLC registered with the SEC or a state?**
Plan a Wealth, LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 287860.

**How much does Plan a Wealth, LLC manage?**
Plan a Wealth, LLC reports $433,790,573 in regulatory assets under management in its Form ADV filing dated March 10, 2026 (95% discretionary).

**How have Plan a Wealth, LLC's assets and staff changed since 2021?**
In the Form ADV data for Plan a Wealth, LLC: Regulatory assets under management: $176,636,577 in the October 2021 data and $433,790,573 in the October 2026 data, up 146%. Total employees: 6 in October 2021 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Plan a Wealth, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (474); high net worth individuals (163); pension and profit sharing plans (but not the plan participants or government pension plans) (9).

**Which custodians does Plan a Wealth, LLC use?**
Plan a Wealth, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Plan a Wealth, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/287860

**What changed in Plan a Wealth, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 8 to 6. Regulatory assets under management went from $370,405,496 to $433,790,573 (+17%). Registered or notice-filed in MO.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $433,790,573
- Discretionary: $411,524,348
- Non-discretionary: $22,266,225

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 474 | $130,058,607 |
| High net worth individuals | 163 | $281,134,139 |
| Banking or thrift institutions | 2 | $1,252,965 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 9 | $16,164,086 |
| Charitable organizations | 6 | $4,742,457 |
| Corporations or other businesses not listed above | 4 | $438,319 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2017 (9 years)
- Employees: 13 total, 6 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, FL, IA, IL, KS, MN, MO, NE, OH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Coshocton, OH

### Websites listed on Form ADV (Item 1.I)
- planawm.com
- Facebook @planawealth
- LinkedIn @plan-a-wealth-management

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $176,636,577 | 6 | September 29, 2021 |
| October 2022 | $219,433,628 | 7 | September 2, 2022 |
| October 2023 | $233,595,188 | 12 | October 3, 2023 |
| October 2024 | $326,862,915 | 12 | August 23, 2024 |
| October 2025 | $370,405,496 | 12 | June 9, 2025 |
| October 2026 | $433,790,573 | 13 | March 10, 2026 |

Regulatory assets under management: $176,636,577 in the October 2021 data and $433,790,573 in the October 2026 data, up 146%.
Total employees: 6 in October 2021 and 13 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 8 to 6.
- Regulatory assets under management went from $370,405,496 to $433,790,573 (+17%).
- Registered or notice-filed in MO.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Plan a Wealth, LLC (CRD 287860): Form ADV filing data as of October 2026.