# PL3 Capital LP

> PL3 Capital LP is an SEC-registered investment advisory firm in Sunny Isles Beach, FL, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 28, 2025.

- CRD: 331201
- Filed as: PL3 CAPITAL LP
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Sunny Isles Beach, FL
- Filing period: October 2026
- Form ADV filing dated: February 28, 2025
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/331201
- AdvisorCensus page: https://advisorcensus.com/firm/pl3-capital-lp-sunny-isles-beach-fl-331201

## Quick answers

**How is PL3 Capital LP compensated?**
On its Form ADV (Item 5.E, October 2026), PL3 Capital LP reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is PL3 Capital LP located?**
PL3 Capital LP's principal office is in Sunny Isles Beach, FL, according to its Form ADV.

**Is PL3 Capital LP registered with the SEC or a state?**
PL3 Capital LP is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 331201.

**How much does PL3 Capital LP manage?**
PL3 Capital LP reports $300,677,000 in regulatory assets under management in its Form ADV filing dated February 28, 2025 (100% discretionary).

**How have PL3 Capital LP's assets and staff changed since 2024?**
In the Form ADV data for PL3 Capital LP: Regulatory assets under management: $300,677,000 in the October 2024 data and $300,677,000 in the October 2026 data, unchanged. Total employees: 2 in October 2024 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does PL3 Capital LP serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (1).

**Does PL3 Capital LP report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/331201

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $300,677,000
- Discretionary: $300,677,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $300,677,000 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2024 (2 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $300,677,000 | 2 | August 26, 2024 |
| October 2025 | $300,677,000 | 2 | February 28, 2025 |
| October 2026 | $300,677,000 | 2 | February 28, 2025 |

Regulatory assets under management: $300,677,000 in the October 2024 data and $300,677,000 in the October 2026 data, unchanged.
Total employees: 2 in October 2024 and 2 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. PL3 Capital LP (CRD 331201): Form ADV filing data as of October 2026.