# PL Capital Advisors, LLC

> PL Capital Advisors, LLC is an SEC-registered investment advisory firm in Naples, FL, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 5, 2026.

- CRD: 162083
- Filed as: PL CAPITAL ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Naples, FL
- Filing period: October 2026
- Form ADV filing dated: May 5, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/162083
- AdvisorCensus page: https://advisorcensus.com/firm/pl-capital-advisors-llc-naples-fl-162083

## Quick answers

**How is PL Capital Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), PL Capital Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**How much does PL Capital Advisors, LLC charge?**
Its Form ADV Part 2A brochure dated March 27, 2026 states: Asset-based fee: 0.25% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is PL Capital Advisors, LLC located?**
PL Capital Advisors, LLC's principal office is in Naples, FL, according to its Form ADV.

**Is PL Capital Advisors, LLC registered with the SEC or a state?**
PL Capital Advisors, LLC is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 162083.

**How much does PL Capital Advisors, LLC manage?**
PL Capital Advisors, LLC reports $326,545,681 in regulatory assets under management in its Form ADV filing dated May 5, 2026 (100% discretionary).

**How have PL Capital Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for PL Capital Advisors, LLC: Regulatory assets under management: $361,472,594 in the October 2021 data and $326,545,681 in the October 2026 data, down 10%. Total employees: 7 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does PL Capital Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (7).

**Does PL Capital Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/162083

**What changed in PL Capital Advisors, LLC's recent Form ADV filings?**
In the April 2026 filing data: No longer lists an office in Naperville, IL.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 27, 2026)

- Asset-based fee: 0.25% of assets a year

> For all of the Funds, Investors must pay a non-refundable management fee to the General Partner typically at the rate of 0.25% of the net assets attributable to each of the Investors, charged quarterly, in advance.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $326,545,681
- Discretionary: $326,545,681
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 7 | $326,545,681 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2014 (12 years)
- Employees: 8 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, IL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- plcapitalllc.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $361,472,594 | 7 | March 22, 2021 |
| October 2022 | $452,107,257 | 7 | March 14, 2022 |
| October 2023 | $378,815,136 | 8 | March 23, 2023 |
| October 2024 | $304,853,451 | 8 | March 20, 2024 |
| October 2025 | $305,119,237 | 8 | March 26, 2025 |
| October 2026 | $326,545,681 | 8 | May 5, 2026 |

Regulatory assets under management: $361,472,594 in the October 2021 data and $326,545,681 in the October 2026 data, down 10%.
Total employees: 7 in October 2021 and 8 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- No longer lists an office in Naperville, IL.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. PL Capital Advisors, LLC (CRD 162083): Form ADV filing data as of October 2026.