# Pivot Capital Partners LLC

> Pivot Capital Partners LLC is an SEC-registered investment advisory firm in Chicago, IL, registered since 2025, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated June 9, 2026.

- CRD: 335324
- Filed as: PIVOT CAPITAL PARTNERS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Chicago, IL
- Filing period: October 2026
- Form ADV filing dated: June 9, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/335324
- AdvisorCensus page: https://advisorcensus.com/firm/pivot-capital-partners-llc-chicago-il-335324

## Quick answers

**How is Pivot Capital Partners LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Pivot Capital Partners LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Pivot Capital Partners LLC charge?**
Its Form ADV Part 2A brochure dated June 9, 2026 states: Hourly rate: $500 an hour (financial planning and financial consulting services); Flat fee: $1,000 to $10,000 (services rendered). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Pivot Capital Partners LLC located?**
Pivot Capital Partners LLC's principal office is in Chicago, IL, according to its Form ADV.

**Is Pivot Capital Partners LLC registered with the SEC or a state?**
Pivot Capital Partners LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 335324.

**How much does Pivot Capital Partners LLC manage?**
Pivot Capital Partners LLC reports $1,400,000,000 in regulatory assets under management in its Form ADV filing dated June 9, 2026 (0% discretionary).

**How have Pivot Capital Partners LLC's assets and staff changed since 2025?**
In the Form ADV data for Pivot Capital Partners LLC: Regulatory assets under management: $0 in the October 2025 data and $1,400,000,000 in the October 2026 data. Total employees: 3 in October 2025 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**Which custodians does Pivot Capital Partners LLC use?**
Pivot Capital Partners LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists ETC Brokerage Services, LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Pivot Capital Partners LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/335324

**Does Pivot Capital Partners LLC state an account minimum?**
Its Form ADV Part 2A brochure dated June 9, 2026 says: "In general, we require a minimum of $10,000,000 to open and maintain an advisory account. At our discretion, we may waive this minimum account size."

**What changed in Pivot Capital Partners LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $139,000,000 to $1,400,000,000 (+907%). Employees performing advisory functions went from 2 to 1.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated June 9, 2026)

- Account minimum: $10,000,000 (the brochure says it may be waived or negotiated)

> In general, we require a minimum of $10,000,000 to open and maintain an advisory account. At our discretion, we may waive this minimum account size.

- Hourly rate: $500 an hour (financial planning and financial consulting services)

> We charge an hourly fee of $500 for financial planning and financial consulting services, both services billed and payable in advance.

- Flat fee: $1,000 to $10,000 (services rendered)

> we may offer a fixed fee between $1,000 and $10,000 depending upon the scope and complexity of the services rendered.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- ETC Brokerage Services, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,400,000,000
- Discretionary: $0
- Non-discretionary: $1,400,000,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Corporations or other businesses not listed above | Fewer than 5 | $1,400,000,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Other

### Firm details
- Registered since: 2025 (1 year)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, GA, IL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- pivotcapitalllc.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $0 | 3 | July 17, 2025 |
| October 2026 | $1,400,000,000 | 2 | June 9, 2026 |

Regulatory assets under management: $0 in the October 2025 data and $1,400,000,000 in the October 2026 data.
Total employees: 3 in October 2025 and 2 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $139,000,000 to $1,400,000,000 (+907%).
- Employees performing advisory functions went from 2 to 1.

### February 2026
- Updated its list of owners and control persons (Schedule A).

### December 2025
- Regulatory assets under management went from $0 to $139,000,000.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pivot Capital Partners LLC (CRD 335324): Form ADV filing data as of October 2026.