# Pionex Investments Inc.

> Pionex Investments Inc. is an SEC-registered investment advisory firm in Princeton, NJ, registered since 2022, with no regulatory assets under management reported in its Form ADV filing dated February 6, 2026.

- CRD: 318475
- Filed as: PIONEX INVESTMENTS INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Princeton, NJ
- Filing period: October 2026
- Form ADV filing dated: February 6, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/318475
- AdvisorCensus page: https://advisorcensus.com/firm/pionex-investments-inc-princeton-nj-318475

## Quick answers

**How is Pionex Investments Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Pionex Investments Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Pionex Investments Inc. located?**
Pionex Investments Inc.'s principal office is in Princeton, NJ, according to its Form ADV.

**Is Pionex Investments Inc. registered with the SEC or a state?**
Pionex Investments Inc. is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 318475.

**How have Pionex Investments Inc.'s assets and staff changed since 2022?**
In the Form ADV data for Pionex Investments Inc.: Regulatory assets under management: $20,000 in the October 2023 data and $0 in the October 2025 data, down 100%. Total employees: 1 in October 2022 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Pionex Investments Inc. serve?**
By number of clients on Form ADV Item 5.D: business development companies (1).

**Does Pionex Investments Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/318475

**What changed in Pionex Investments Inc.'s recent Form ADV filings?**
In the November 2025 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 1 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2022 (4 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NJ, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- pionex.us

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | Not reported | 1 | May 24, 2022 |
| October 2023 | $20,000 | 1 | March 22, 2023 |
| October 2024 | $20,000 | 1 | February 14, 2024 |
| October 2025 | $0 | 1 | March 10, 2025 |
| October 2026 | Not reported | 1 | February 6, 2026 |

Regulatory assets under management: $20,000 in the October 2023 data and $0 in the October 2025 data, down 100%.
Total employees: 1 in October 2022 and 1 in October 2026.

## Changes in the filing (last 12 months)

### November 2025
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pionex Investments Inc. (CRD 318475): Form ADV filing data as of October 2026.