{ "crd_number": 155652, "slug": "pinnacle-strategic-wealth-management-llc-king-of-prussia-pa-155652", "primary_business_name": "PINNACLE STRATEGIC WEALTH MANAGEMENT, LLC.", "legal_name": "PINNACLE STRATEGIC WEALTH MANAGEMENT, LLC.", "dbas": [], "city": "King of Prussia", "state": "PA", "country": "United States", "cbsa_code": "37980", "metro": { "cbsa_code": "37980", "common_name": "Philadelphia", "msa_name": "Philadelphia-Camden-Wilmington, PA-NJ-DE-MD", "path": "/advisors/pa/philadelphia" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2025-01-16", "years_registered": 1, "period": "2026-10-01", "filing_date": "2026-10-01", "carried_forward": false, "raum_total": 146485000.0, "raum_discretionary": 146485000.0, "raum_non_discretionary": 0.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 2, "advisory_employees": 2, "client_count_bucket": null, "clients_by_type": { "high_net_worth_individuals": { "raum": 146485000.0, "count": 501 } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "portfolio_management_businesses_institutional", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "PA" ], "websites": [ "https://pswmadvisors.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/155652", "city_as_filed": "KING OF PRUSSIA", "url": "https://advisorcensus.com/firm/pinnacle-strategic-wealth-management-llc-king-of-prussia-pa-155652", "display_name": "Pinnacle Strategic Wealth Management, LLC.", "summary": "Pinnacle Strategic Wealth Management, LLC. is an SEC-registered investment advisory firm in King of Prussia, PA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated October 1, 2026.", "citation": "AdvisorCensus. Pinnacle Strategic Wealth Management, LLC. (CRD 155652): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Pinnacle Strategic Wealth Management, LLC. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Pinnacle Strategic Wealth Management, LLC. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)." }, { "q": "How much does Pinnacle Strategic Wealth Management, LLC. charge?", "a": "Its Form ADV Part 2A brochure dated May 28, 2025 states: Hourly rate: $150 to $500 an hour (Financial Planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Where is Pinnacle Strategic Wealth Management, LLC. located?", "a": "Pinnacle Strategic Wealth Management, LLC.'s principal office is in King of Prussia, PA, according to its Form ADV." }, { "q": "Is Pinnacle Strategic Wealth Management, LLC. registered with the SEC or a state?", "a": "Pinnacle Strategic Wealth Management, LLC. is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 155652." }, { "q": "How much does Pinnacle Strategic Wealth Management, LLC. manage?", "a": "Pinnacle Strategic Wealth Management, LLC. reports $146,485,000 in regulatory assets under management in its Form ADV filing dated October 1, 2026 (100% discretionary)." }, { "q": "How have Pinnacle Strategic Wealth Management, LLC.'s assets and staff changed since 2025?", "a": "In the Form ADV data for Pinnacle Strategic Wealth Management, LLC.: Regulatory assets under management: $122,160,000 in the October 2025 data and $146,485,000 in the October 2026 data, up 20%. Total employees: 2 in October 2025 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Pinnacle Strategic Wealth Management, LLC. serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (501)." }, { "q": "Does Pinnacle Strategic Wealth Management, LLC. report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/155652" }, { "q": "Does Pinnacle Strategic Wealth Management, LLC. state an account minimum?", "a": "Its Form ADV Part 2A brochure dated May 28, 2025 says: \"There are currently no minimums required to open and maintain an account with Pinnacle Strategic Wealth Management, LLC.\"" }, { "q": "What changed in Pinnacle Strategic Wealth Management, LLC.'s recent Form ADV filings?", "a": "In the February 2026 filing data: Regulatory assets under management went from $122,160,000 to $146,485,000 (+20%)." } ], "filing_history": [ { "period": "2025-10-01", "regulatory_assets_under_management": 122160000.0, "total_employees": 2, "filing_date": "2025-05-28" }, { "period": "2026-10-01", "regulatory_assets_under_management": 146485000.0, "total_employees": 2, "filing_date": "2026-10-01" } ], "recent_changes": [ { "period": "2026-02-01", "period_label": "February 2026", "notes": [ "Regulatory assets under management went from $122,160,000 to $146,485,000 (+20%)." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated May 28, 2025", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": "None", "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "planning_fees": [ "Hourly rate: $150 to $500 an hour (Financial Planning services)" ], "figures": [ { "label": "Account minimum", "statements": [ "Account minimum: None" ], "quotes": [ "There are currently no minimums required to open and maintain an account with Pinnacle Strategic Wealth Management, LLC." ] }, { "label": "Planning fee", "statements": [ "Hourly rate: $150 to $500 an hour (Financial Planning services)" ], "quotes": [ "On an hourly basis, ranging from $150 - $500 per hour, depending on the nature and complexity of each client's circumstances." ] } ], "values": { "tiers": [], "range_pct": null, "max_pct": null, "account_minimum": 0.0, "minimum_annual_fee": null, "planning": [ { "kind": "hourly", "amount": null, "min": 150.0, "max": 500.0, "period": "hour", "service": "Financial Planning services" } ] }, "quotes": [ "There are currently no minimums required to open and maintain an account with Pinnacle Strategic Wealth Management, LLC.", "On an hourly basis, ranging from $150 - $500 per hour, depending on the nature and complexity of each client's circumstances." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/pinnacle-strategic-wealth-management-llc-king-of-prussia-pa-155652.md", "clients": [ { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 501, "fewer_than_5": false, "raum": 146485000.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/155652", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }