# Pinnacle Retirement & Financial Planning

> Pinnacle Retirement & Financial Planning is a state-registered investment advisory firm in San Rafael, CA, registered since 1998, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 136331
- Filed as: PINNACLE RETIREMENT & FINANCIAL PLANNING
- Legal name: Tattersall, Nancy Carroll
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: San Rafael, CA
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/136331
- AdvisorCensus page: https://advisorcensus.com/firm/pinnacle-retirement-and-financial-planning-san-rafael-ca-136331

## Quick answers

**How is Pinnacle Retirement & Financial Planning compensated?**
On its Form ADV (Item 5.E, October 2026), Pinnacle Retirement & Financial Planning reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Pinnacle Retirement & Financial Planning located?**
Pinnacle Retirement & Financial Planning's principal office is in San Rafael, CA, according to its Form ADV.

**Is Pinnacle Retirement & Financial Planning registered with the SEC or a state?**
Pinnacle Retirement & Financial Planning is a state-registered investment advisory firm, registered since 1998. Status as filed: APPROVED. CRD 136331.

**How much does Pinnacle Retirement & Financial Planning manage?**
Pinnacle Retirement & Financial Planning reports $65,243,781 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**What types of clients does Pinnacle Retirement & Financial Planning serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (111); individuals (other than high net worth individuals) (32).

**Does Pinnacle Retirement & Financial Planning report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/136331

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $65,243,781
- Discretionary: $65,243,781
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 32 | $4,636,046 |
| High net worth individuals | 111 | $60,607,735 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1998 (28 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [pinnacleretirementandfinancialplanning.com](https://pinnacleretirementandfinancialplanning.com)

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pinnacle Retirement & Financial Planning (CRD 136331): Form ADV filing data as of October 2026.