# Pinnacle Peak Private Client Group, LLC

> Pinnacle Peak Private Client Group, LLC is an SEC-registered investment advisory firm in Scottsdale, AZ, registered since 2017, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 27, 2026.

- CRD: 282003
- Filed as: PINNACLE PEAK PRIVATE CLIENT GROUP, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Scottsdale, AZ
- Filing period: October 2026
- Form ADV filing dated: February 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/282003
- AdvisorCensus page: https://advisorcensus.com/firm/pinnacle-peak-private-client-group-llc-scottsdale-az-282003

## Quick answers

**How is Pinnacle Peak Private Client Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Pinnacle Peak Private Client Group, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Pinnacle Peak Private Client Group, LLC charge?**
Its Form ADV Part 2A brochure dated February 27, 2026 states: Flat fee: $500 to $5,000 (financial planning and consulting services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Pinnacle Peak Private Client Group, LLC located?**
Pinnacle Peak Private Client Group, LLC's principal office is in Scottsdale, AZ, according to its Form ADV.

**Is Pinnacle Peak Private Client Group, LLC registered with the SEC or a state?**
Pinnacle Peak Private Client Group, LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 282003.

**How much does Pinnacle Peak Private Client Group, LLC manage?**
Pinnacle Peak Private Client Group, LLC reports $481,073,801 in regulatory assets under management in its Form ADV filing dated February 27, 2026 (100% discretionary).

**How have Pinnacle Peak Private Client Group, LLC's assets and staff changed since 2021?**
In the Form ADV data for Pinnacle Peak Private Client Group, LLC: Regulatory assets under management: $209,138,501 in the October 2021 data and $481,073,801 in the October 2026 data, up 130%. Total employees: 5 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Pinnacle Peak Private Client Group, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (570); high net worth individuals (119); corporations or other businesses not listed above (12).

**Which custodians does Pinnacle Peak Private Client Group, LLC use?**
Pinnacle Peak Private Client Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Pinnacle Peak Private Client Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/282003

**What changed in Pinnacle Peak Private Client Group, LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $397,498,624 to $481,073,801 (+21%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated February 27, 2026)

- Flat fee: $500 to $5,000 (financial planning and consulting services)

> Our firm charges on a flat fee basis for financial planning and consulting services. ... Flat fees range from $500 to $5,000.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $481,073,801
- Discretionary: $478,790,804
- Non-discretionary: $2,282,997

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 570 | $152,405,766 |
| High net worth individuals | 119 | $294,305,752 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 6 | $8,098,412 |
| Charitable organizations | 1 | $2,016,539 |
| Corporations or other businesses not listed above | 12 | $24,247,332 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2017 (9 years)
- Employees: 6 total, 4 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AZ, CA, FL, GA, ID, LA, MD, MI, MT, NC, NE, NH, NV, NY, OK, OR, PA, TN, TX, VA, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- pinpeakpcg.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $209,138,501 | 5 | September 20, 2021 |
| October 2022 | $270,835,956 | 5 | March 25, 2022 |
| October 2023 | $261,470,891 | 6 | February 14, 2023 |
| October 2024 | $338,443,295 | 6 | July 8, 2024 |
| October 2025 | $397,498,624 | 6 | March 4, 2025 |
| October 2026 | $481,073,801 | 6 | February 27, 2026 |

Regulatory assets under management: $209,138,501 in the October 2021 data and $481,073,801 in the October 2026 data, up 130%.
Total employees: 5 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $397,498,624 to $481,073,801 (+21%).

### December 2025
- No longer lists an office in Roswell, GA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pinnacle Peak Private Client Group, LLC (CRD 282003): Form ADV filing data as of October 2026.