# Pinnacle Family Advisors, LLC

> Pinnacle Family Advisors, LLC is an SEC-registered investment advisory firm in Springfield, MO, registered since 2013, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 145628
- Filed as: PINNACLE FAMILY ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Springfield, MO
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/145628
- AdvisorCensus page: https://advisorcensus.com/firm/pinnacle-family-advisors-llc-springfield-mo-145628

## Quick answers

**How is Pinnacle Family Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Pinnacle Family Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; subscription fees (for a newsletter or periodical); fixed fees (other than subscription fees); other.

**How much does Pinnacle Family Advisors, LLC charge?**
Its Form ADV Part 2A brochure dated March 31, 2026 states: Asset-based fee: up to 2% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Pinnacle Family Advisors, LLC located?**
Pinnacle Family Advisors, LLC's principal office is in Springfield, MO, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Pinnacle Family Advisors, LLC registered with the SEC or a state?**
Pinnacle Family Advisors, LLC is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 145628.

**How much does Pinnacle Family Advisors, LLC manage?**
Pinnacle Family Advisors, LLC reports $371,703,535 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Pinnacle Family Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Pinnacle Family Advisors, LLC: Regulatory assets under management: $272,651,000 in the October 2021 data and $371,703,535 in the October 2026 data, up 36%. Total employees: 14 in October 2021 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Pinnacle Family Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (802); high net worth individuals (105); corporations or other businesses not listed above (6).

**Which custodians does Pinnacle Family Advisors, LLC use?**
Pinnacle Family Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Pinnacle Family Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/145628

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)
- Other

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Asset-based fee: up to 2% of assets a year (the maximum the brochure states)

> Our fee for asset management services is based on a percentage of your assets we manage and is negotiable. Our maximum annual fee is 2.0%.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $371,703,535
- Discretionary: $371,703,535
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 802 | $150,528,110 |
| High net worth individuals | 105 | $144,335,392 |
| Investment companies | 2 | $73,597,406 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $727,938 |
| Charitable organizations | 1 | $101,669 |
| Corporations or other businesses not listed above | 6 | $2,413,020 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Other

### Firm details
- Registered since: 2013 (13 years)
- Employees: 13 total, 8 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AR, FL, LA, MO, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- St. Louis, MO

### Websites listed on Form ADV (Item 1.I)
- advisork.com
- pinnacledynamicfunds.com
- pinnacleetfs.com
- pinnaclefamilyadvisors.com
- pinnacletacticalfunds.com
- Facebook @michaelvaughnCFP

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $272,651,000 | 14 | April 27, 2021 |
| October 2022 | $345,288,000 | 16 | March 30, 2022 |
| October 2023 | $252,030,050 | 13 | March 30, 2023 |
| October 2024 | $272,074,066 | 13 | March 27, 2024 |
| October 2025 | $341,342,744 | 13 | March 31, 2025 |
| October 2026 | $371,703,535 | 13 | March 31, 2026 |

Regulatory assets under management: $272,651,000 in the October 2021 data and $371,703,535 in the October 2026 data, up 36%.
Total employees: 14 in October 2021 and 13 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pinnacle Family Advisors, LLC (CRD 145628): Form ADV filing data as of October 2026.