{
  "crd_number": 145628,
  "slug": "pinnacle-family-advisors-llc-springfield-mo-145628",
  "primary_business_name": "PINNACLE FAMILY ADVISORS, LLC",
  "legal_name": "PINNACLE FAMILY ADVISORS, LLC",
  "dbas": [],
  "city": "Springfield",
  "state": "MO",
  "country": "United States",
  "cbsa_code": "44180",
  "metro": {
    "cbsa_code": "44180",
    "common_name": "Springfield",
    "msa_name": "Springfield, MO",
    "path": "/advisors/mo/springfield"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2013-05-14",
  "years_registered": 13,
  "period": "2026-10-01",
  "filing_date": "2026-03-31",
  "carried_forward": false,
  "raum_total": 371703535.0,
  "raum_discretionary": 371703535.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 13,
  "advisory_employees": 8,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 101669.0,
      "count": 1,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 150528110.0,
      "count": 802
    },
    "investment_companies": {
      "raum": 73597406.0,
      "count": 2
    },
    "pension_profit_sharing": {
      "raum": 727938.0,
      "count": 1,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 144335392.0,
      "count": 105
    },
    "corporations_other_businesses": {
      "raum": 2413020.0,
      "count": 6
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "other",
    "percentage_of_aum",
    "subscription"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "pension_consulting",
    "periodicals_newsletters",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_investment_companies",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AR",
    "FL",
    "LA",
    "MO",
    "TX"
  ],
  "websites": [
    "https://advisork.com",
    "https://facebook.com/michaelvaughnCFP",
    "https://pinnacledynamicfunds.com",
    "https://pinnacleetfs.com",
    "https://pinnaclefamilyadvisors.com",
    "https://pinnacletacticalfunds.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/145628",
  "city_as_filed": "SPRINGFIELD",
  "url": "https://advisorcensus.com/firm/pinnacle-family-advisors-llc-springfield-mo-145628",
  "display_name": "Pinnacle Family Advisors, LLC",
  "summary": "Pinnacle Family Advisors, LLC is an SEC-registered investment advisory firm in Springfield, MO, registered since 2013, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.",
  "citation": "AdvisorCensus. Pinnacle Family Advisors, LLC (CRD 145628): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Subscription fees (for a newsletter or periodical)",
    "Fixed fees (other than subscription fees)",
    "Other"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for investment companies (and business development companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)",
    "Publication of periodicals or newsletters",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Pinnacle Family Advisors, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Pinnacle Family Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; subscription fees (for a newsletter or periodical); fixed fees (other than subscription fees); other."
    },
    {
      "q": "What does Pinnacle Family Advisors, LLC's brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated March 31, 2026 states: Asset-based fee: up to 2% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Pinnacle Family Advisors, LLC located?",
      "a": "Pinnacle Family Advisors, LLC's principal office is in Springfield, MO, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Pinnacle Family Advisors, LLC registered with the SEC or a state?",
      "a": "Pinnacle Family Advisors, LLC is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 145628."
    },
    {
      "q": "How much does Pinnacle Family Advisors, LLC manage?",
      "a": "Pinnacle Family Advisors, LLC reports $371,703,535 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary)."
    },
    {
      "q": "How have Pinnacle Family Advisors, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Pinnacle Family Advisors, LLC: Regulatory assets under management: $272,651,000 in the October 2021 data and $371,703,535 in the October 2026 data, up 36%. Total employees: 14 in October 2021 and 13 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Pinnacle Family Advisors, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (802); high net worth individuals (105); corporations or other businesses not listed above (6)."
    },
    {
      "q": "Which custodians does Pinnacle Family Advisors, LLC use?",
      "a": "Pinnacle Family Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Pinnacle Family Advisors, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/145628"
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 272651000.0,
      "total_employees": 14,
      "filing_date": "2021-04-27"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 345288000.0,
      "total_employees": 16,
      "filing_date": "2022-03-30"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 252030050.0,
      "total_employees": 13,
      "filing_date": "2023-03-30"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 272074066.0,
      "total_employees": 13,
      "filing_date": "2024-03-27"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 341342744.0,
      "total_employees": 13,
      "filing_date": "2025-03-31"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 371703535.0,
      "total_employees": 13,
      "filing_date": "2026-03-31"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 31, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": "2% of assets a year",
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: up to 2% of assets a year (the maximum the brochure states)"
        ],
        "quotes": [
          "Our fee for asset management services is based on a percentage of your assets we manage and is negotiable. Our maximum annual fee is 2.0%."
        ]
      }
    ],
    "quotes": [
      "Our fee for asset management services is based on a percentage of your assets we manage and is negotiable. Our maximum annual fee is 2.0%."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/pinnacle-family-advisors-llc-springfield-mo-145628.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 802,
      "fewer_than_5": false,
      "raum": 150528110.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 105,
      "fewer_than_5": false,
      "raum": 144335392.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 2,
      "fewer_than_5": false,
      "raum": 73597406.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 1,
      "fewer_than_5": true,
      "raum": 727938.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 1,
      "fewer_than_5": true,
      "raum": 101669.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 6,
      "fewer_than_5": false,
      "raum": 2413020.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/145628",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}