# Pinnacle Asset Management, L.P.

> Pinnacle Asset Management, L.P. is an SEC-registered investment advisory firm in New York, NY, registered since 2003, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated August 4, 2026.

- CRD: 126487
- Filed as: PINNACLE ASSET MANAGEMENT, L.P.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: August 4, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/126487
- AdvisorCensus page: https://advisorcensus.com/firm/pinnacle-asset-management-l-p-new-york-ny-126487

## Quick answers

**How is Pinnacle Asset Management, L.P. compensated?**
On its Form ADV (Item 5.E, October 2026), Pinnacle Asset Management, L.P. reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Pinnacle Asset Management, L.P. located?**
Pinnacle Asset Management, L.P.'s principal office is in New York, NY, according to its Form ADV; the September 2026 filing also lists 4 other offices (Schedule D, Section 1.F).

**Is Pinnacle Asset Management, L.P. registered with the SEC or a state?**
Pinnacle Asset Management, L.P. is an SEC-registered investment advisory firm, registered since 2003. Status as filed: Approved. CRD 126487.

**How much does Pinnacle Asset Management, L.P. manage?**
Pinnacle Asset Management, L.P. reports $6,230,507,858 in regulatory assets under management in its Form ADV filing dated August 4, 2026 (100% discretionary).

**How have Pinnacle Asset Management, L.P.'s assets and staff changed since 2021?**
In the Form ADV data for Pinnacle Asset Management, L.P.: Regulatory assets under management: $3,723,900,000 in the October 2021 data and $6,230,507,858 in the October 2026 data, up 67%. Total employees: 18 in October 2021 and 23 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Pinnacle Asset Management, L.P. serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (27).

**Does Pinnacle Asset Management, L.P. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/126487

**What changed in Pinnacle Asset Management, L.P.'s recent Form ADV filings?**
In the September 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees
- Other

### Regulatory assets under management (Item 5.F)
- Total: $6,230,507,858
- Discretionary: $6,230,507,858
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 27 | $6,230,507,858 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Other

### Firm details
- Registered since: 2003 (23 years)
- Employees: 23 total, 10 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO, FL, MA, MO, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- Aspen, CO
- Nantucket, MA
- Saint Louis, MO
- Vero Beach, FL

### Websites listed on Form ADV (Item 1.I)
- pinnacle-lp.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $3,723,900,000 | 18 | March 30, 2021 |
| October 2022 | $5,797,200,000 | 20 | July 5, 2022 |
| October 2023 | $7,437,200,000 | 20 | March 31, 2023 |
| October 2024 | $7,962,000,000 | 21 | March 29, 2024 |
| October 2025 | $8,791,600,000 | 23 | March 28, 2025 |
| October 2026 | $6,230,507,858 | 23 | August 4, 2026 |

Regulatory assets under management: $3,723,900,000 in the October 2021 data and $6,230,507,858 in the October 2026 data, up 67%.
Total employees: 18 in October 2021 and 23 in October 2026.

## Changes in the filing (last 12 months)

### September 2026
- Updated its list of owners and control persons (Schedule A).

### August 2026
- Regulatory assets under management went from $8,894,850,000 to $6,230,507,858 (-30%).
- Updated its list of owners and control persons (Schedule A).

### December 2025
- Employees performing advisory functions went from 11 to 10.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pinnacle Asset Management, L.P. (CRD 126487): Form ADV filing data as of October 2026.