# Pingora Partners LLC

> Pingora Partners LLC is an SEC-registered investment advisory firm in Dallas, TX, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 148262
- Filed as: PINGORA PARTNERS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Dallas, TX
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/148262
- AdvisorCensus page: https://advisorcensus.com/firm/pingora-partners-llc-dallas-tx-148262

## Quick answers

**How is Pingora Partners LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Pingora Partners LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**What does Pingora Partners LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 31, 2026 states: Asset-based fee: up to 2% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Pingora Partners LLC located?**
Pingora Partners LLC's principal office is in Dallas, TX, according to its Form ADV.

**Is Pingora Partners LLC registered with the SEC or a state?**
Pingora Partners LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 148262.

**How much does Pingora Partners LLC manage?**
Pingora Partners LLC reports $199,381,449 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Pingora Partners LLC's assets and staff changed since 2024?**
In the Form ADV data for Pingora Partners LLC: Regulatory assets under management: $135,714,604 in the October 2024 data and $199,381,449 in the October 2026 data, up 47%. Total employees: 1 in October 2024 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Pingora Partners LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (22); individuals (other than high net worth individuals) (4); corporations or other businesses not listed above (3).

**Which custodians does Pingora Partners LLC use?**
Pingora Partners LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Pingora Partners LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/148262

**Does Pingora Partners LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 31, 2026 says: "We require a minimum account balance of $ 500,000 per household for our asset management service."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Asset-based fee: up to 2% of assets a year (the maximum the brochure states)

> Assets under Management Annual Percentage of Assets Charge: All Assets Up to 2.00%

> Our firm’s annualized fees are billed on a pro-rata basis quarterly in arrears based on the value of the client’s account on the last day of the quarter.

- Account minimum: $500,000

> We require a minimum account balance of $ 500,000 per household for our asset management service.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $199,381,449
- Discretionary: $199,381,449
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 4 | $241,095 |
| High net worth individuals | 22 | $176,711,843 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $9,020,239 |
| Charitable organizations | 2 | $2,595,406 |
| Corporations or other businesses not listed above | 3 | $10,812,866 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2024 (2 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $135,714,604 | 1 | May 22, 2024 |
| October 2025 | $186,583,810 | 1 | March 28, 2025 |
| October 2026 | $199,381,449 | 1 | March 31, 2026 |

Regulatory assets under management: $135,714,604 in the October 2024 data and $199,381,449 in the October 2026 data, up 47%.
Total employees: 1 in October 2024 and 1 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pingora Partners LLC (CRD 148262): Form ADV filing data as of October 2026.