# Pinelight Financial PLLC

> Pinelight Financial PLLC is a state-registered investment advisory firm, registered since 2023, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated August 10, 2026.

- CRD: 323153
- Filed as: PINELIGHT FINANCIAL PLLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Filing period: October 2026
- Form ADV filing dated: August 10, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/323153
- AdvisorCensus page: https://advisorcensus.com/firm/pinelight-financial-pllc-323153

## Quick answers

**How is Pinelight Financial PLLC compensated?**
On its Form ADV (Item 5.E, October 2026), Pinelight Financial PLLC reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Pinelight Financial PLLC registered with the SEC or a state?**
Pinelight Financial PLLC is a state-registered investment advisory firm, registered since 2023. Status as filed: APPROVED. CRD 323153.

**How much does Pinelight Financial PLLC manage?**
Pinelight Financial PLLC reports $41,322,058 in regulatory assets under management in its Form ADV filing dated August 10, 2026 (85% discretionary).

**What types of clients does Pinelight Financial PLLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (23); high net worth individuals (8); pension and profit sharing plans (but not the plan participants or government pension plans) (2).

**Does Pinelight Financial PLLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/323153

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $41,322,058
- Discretionary: $35,125,521
- Non-discretionary: $6,196,537

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 23 | $8,154,167 |
| High net worth individuals | 8 | $26,971,354 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $6,196,537 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Educational seminars/workshops

### Firm details
- Registered since: 2023 (3 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, IL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- pinelightfinancial.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pinelight Financial PLLC (CRD 323153): Form ADV filing data as of October 2026.