{
  "crd_number": 285211,
  "slug": "pinebridge-investments-llc-new-york-ny-285211",
  "primary_business_name": "PINEBRIDGE INVESTMENTS LLC",
  "legal_name": "PINEBRIDGE INVESTMENTS LLC",
  "dbas": [],
  "city": "New York",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2016-10-19",
  "years_registered": 9,
  "period": "2026-10-01",
  "filing_date": "2026-05-11",
  "carried_forward": false,
  "raum_total": 76728853847.0,
  "raum_discretionary": 65760721412.0,
  "raum_non_discretionary": 10968132435.0,
  "raum_band": "over_5b",
  "raum_band_label": "Over $5 billion",
  "total_employees": 239,
  "advisory_employees": 122,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 175600067.0,
      "count": null,
      "description": "TRUST",
      "fewer_than_5": true
    },
    "charitable": {
      "raum": 103338219.0,
      "count": null,
      "fewer_than_5": true
    },
    "banking_thrift": {
      "raum": 800942394.0,
      "count": null,
      "fewer_than_5": true
    },
    "state_municipal": {
      "raum": 8851069153.0,
      "count": 23
    },
    "insurance_companies": {
      "raum": 23292867252.0,
      "count": 129
    },
    "investment_companies": {
      "raum": 129071974.0,
      "count": 1
    },
    "pension_profit_sharing": {
      "raum": 5148445717.0,
      "count": 23
    },
    "other_investment_advisers": {
      "raum": 13470246457.0,
      "count": 19
    },
    "pooled_investment_vehicles": {
      "raum": 22376449080.0,
      "count": 134
    },
    "corporations_other_businesses": {
      "raum": 72992049.0,
      "count": null,
      "fewer_than_5": true
    },
    "sovereign_wealth_foreign_official": {
      "raum": 2307831485.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "portfolio_management_investment_companies",
    "portfolio_management_pooled_vehicles",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 2,
  "states_registered": [
    "CA",
    "NY",
    "PA"
  ],
  "websites": [
    "https://facebook.com/pinebridgeinvestments",
    "https://linkedin.com/COMPANY/PINEBRIDGE-INVESTMENTS",
    "https://pinebridge.com",
    "https://twitter.com/PINEBRIDGE",
    "https://youtube.com/user/PineBridgeInvestment"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/285211",
  "disclosure_items": [
    {
      "item": "11.D(1)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?"
    },
    {
      "item": "11.D(2)",
      "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?"
    }
  ],
  "city_as_filed": "NEW YORK",
  "url": "https://advisorcensus.com/firm/pinebridge-investments-llc-new-york-ny-285211",
  "display_name": "Pinebridge Investments LLC",
  "summary": "Pinebridge Investments LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2016, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated May 11, 2026.",
  "citation": "AdvisorCensus. Pinebridge Investments LLC (CRD 285211): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for investment companies (and business development companies)",
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Pinebridge Investments LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Pinebridge Investments LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Pinebridge Investments LLC located?",
      "a": "Pinebridge Investments LLC's principal office is in New York, NY, according to its Form ADV; the June 2026 filing also lists 5 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Pinebridge Investments LLC registered with the SEC or a state?",
      "a": "Pinebridge Investments LLC is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 285211."
    },
    {
      "q": "How much does Pinebridge Investments LLC manage?",
      "a": "Pinebridge Investments LLC reports $76,728,853,847 in regulatory assets under management in its Form ADV filing dated May 11, 2026 (86% discretionary)."
    },
    {
      "q": "How have Pinebridge Investments LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Pinebridge Investments LLC: Regulatory assets under management: $2,276,567,360 in the October 2021 data and $76,728,853,847 in the October 2026 data, up 3270%. Total employees: 6 in October 2021 and 239 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Pinebridge Investments LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (134); insurance companies (129); pension and profit sharing plans (but not the plan participants or government pension plans) (23)."
    },
    {
      "q": "Which custodians does Pinebridge Investments LLC use?",
      "a": "Pinebridge Investments LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists State Street Bank & Trust Company and The Bank of New York Mellon as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Pinebridge Investments LLC report any disciplinary disclosures?",
      "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(1) (another regulator's finding of a false statement or omission, or of dishonest, unfair, or unethical conduct) and 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/285211"
    },
    {
      "q": "What changed in Pinebridge Investments LLC's recent Form ADV filings?",
      "a": "In the June 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 2276567360.0,
      "total_employees": 6,
      "filing_date": "2021-04-30"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 2301748494.0,
      "total_employees": 5,
      "filing_date": "2022-03-31"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 2181269436.0,
      "total_employees": 5,
      "filing_date": "2023-03-30"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 2083715880.0,
      "total_employees": 5,
      "filing_date": "2024-03-28"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 1173841438.0,
      "total_employees": 5,
      "filing_date": "2025-03-28"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 76728853847.0,
      "total_employees": 239,
      "filing_date": "2026-05-11"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-06-01",
      "period_label": "June 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 115 to 122."
      ]
    },
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Item 11 disclosure answers changed: 2 yes answers, previously 0 (now yes: 11.D(1), 11.D(2)).",
        "Changed its legal name from Pinebridge Galaxy LLC to Pinebridge Investments LLC.",
        "Employees performing advisory functions went from 5 to 115.",
        "Regulatory assets under management went from $1,173,841,438 to $71,089,812,061 (+5956%).",
        "Added an office in Fort Lauderdale, FL.",
        "Added an office in Hingham, MA.",
        "Added an office in Houston, TX.",
        "Added an office in Westport, CT.",
        "Registered or notice-filed in PA.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "State Street Bank & Trust Company",
      "name_as_filed": "STATE STREET BANK & TRUST COMPANY",
      "affiliated": false
    },
    {
      "name": "The Bank of New York Mellon",
      "name_as_filed": "THE BANK OF NEW YORK MELLON",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/pinebridge-investments-llc-new-york-ny-285211.md",
  "clients": [
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": null,
      "fewer_than_5": true,
      "raum": 800942394.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 1,
      "fewer_than_5": false,
      "raum": 129071974.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 134,
      "fewer_than_5": false,
      "raum": 22376449080.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 23,
      "fewer_than_5": false,
      "raum": 5148445717.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 103338219.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 23,
      "fewer_than_5": false,
      "raum": 8851069153.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 19,
      "fewer_than_5": false,
      "raum": 13470246457.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 129,
      "fewer_than_5": false,
      "raum": 23292867252.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": null,
      "fewer_than_5": true,
      "raum": 2307831485.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": 72992049.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": null,
      "fewer_than_5": true,
      "raum": 175600067.0
    }
  ],
  "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/285211",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}