# Pine Valley Capital Partners LLC

> Pine Valley Capital Partners LLC is an SEC-registered investment advisory firm in Austin, TX, registered since 2024, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 330556
- Filed as: PINE VALLEY CAPITAL PARTNERS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Austin, TX
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/330556
- AdvisorCensus page: https://advisorcensus.com/firm/pine-valley-capital-partners-llc-austin-tx-330556

## Quick answers

**How is Pine Valley Capital Partners LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Pine Valley Capital Partners LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees.

**Where is Pine Valley Capital Partners LLC located?**
Pine Valley Capital Partners LLC's principal office is in Austin, TX, according to its Form ADV.

**Is Pine Valley Capital Partners LLC registered with the SEC or a state?**
Pine Valley Capital Partners LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 330556.

**How much does Pine Valley Capital Partners LLC manage?**
Pine Valley Capital Partners LLC reports $869,593,252 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (74% discretionary).

**How have Pine Valley Capital Partners LLC's assets and staff changed since 2024?**
In the Form ADV data for Pine Valley Capital Partners LLC: Regulatory assets under management: $238,139,290 in the October 2024 data and $869,593,252 in the October 2026 data, up 265%. Total employees: 7 in October 2024 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Pine Valley Capital Partners LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (8); other (3); charitable organizations (1).

**Does Pine Valley Capital Partners LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/330556

**What changed in Pine Valley Capital Partners LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 6 to 10. Regulatory assets under management went from $535,003,457 to $869,593,252 (+63%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $869,593,252
- Discretionary: $644,114,762
- Non-discretionary: $225,478,490

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 8 | $644,114,762 |
| Charitable organizations | 1 | $69,438,660 |
| Other | 3 | $156,039,830 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2024 (2 years)
- Employees: 10 total, 10 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- pvcapitalpartners.com
- LinkedIn @pvcapitalpartners

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $238,139,290 | 7 | June 28, 2024 |
| October 2025 | $535,003,457 | 9 | May 28, 2025 |
| October 2026 | $869,593,252 | 10 | March 31, 2026 |

Regulatory assets under management: $238,139,290 in the October 2024 data and $869,593,252 in the October 2026 data, up 265%.
Total employees: 7 in October 2024 and 10 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 6 to 10.
- Regulatory assets under management went from $535,003,457 to $869,593,252 (+63%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pine Valley Capital Partners LLC (CRD 330556): Form ADV filing data as of October 2026.