{
  "crd_number": 330556,
  "slug": "pine-valley-capital-partners-llc-austin-tx-330556",
  "primary_business_name": "PINE VALLEY CAPITAL PARTNERS LLC",
  "legal_name": "PINE VALLEY CAPITAL PARTNERS LLC",
  "dbas": [],
  "city": "Austin",
  "state": "TX",
  "country": "United States",
  "cbsa_code": "12420",
  "metro": {
    "cbsa_code": "12420",
    "common_name": "Austin",
    "msa_name": "Austin-Round Rock-San Marcos, TX",
    "path": "/advisors/tx/austin"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2024-08-15",
  "years_registered": 2,
  "period": "2026-10-01",
  "filing_date": "2026-03-31",
  "carried_forward": false,
  "raum_total": 869593252.0,
  "raum_discretionary": 644114762.0,
  "raum_non_discretionary": 225478490.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 10,
  "advisory_employees": 10,
  "client_count_bucket": null,
  "clients_by_type": {
    "other": {
      "raum": 156039830.0,
      "count": 3,
      "description": "NON-DISCRETIONARY INSTITUTIONAL INVESTORS"
    },
    "charitable": {
      "raum": 69438660.0,
      "count": 1
    },
    "pooled_investment_vehicles": {
      "raum": 644114762.0,
      "count": 8
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "TX"
  ],
  "websites": [
    "https://linkedin.com/company/pvcapitalpartners",
    "https://pvcapitalpartners.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/330556",
  "city_as_filed": "AUSTIN",
  "url": "https://advisorcensus.com/firm/pine-valley-capital-partners-llc-austin-tx-330556",
  "display_name": "Pine Valley Capital Partners LLC",
  "summary": "Pine Valley Capital Partners LLC is an SEC-registered investment advisory firm in Austin, TX, registered since 2024, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.",
  "citation": "AdvisorCensus. Pine Valley Capital Partners LLC (CRD 330556): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for pooled investment vehicles (other than investment companies)",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Pine Valley Capital Partners LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Pine Valley Capital Partners LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Pine Valley Capital Partners LLC located?",
      "a": "Pine Valley Capital Partners LLC's principal office is in Austin, TX, according to its Form ADV."
    },
    {
      "q": "Is Pine Valley Capital Partners LLC registered with the SEC or a state?",
      "a": "Pine Valley Capital Partners LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 330556."
    },
    {
      "q": "How much does Pine Valley Capital Partners LLC manage?",
      "a": "Pine Valley Capital Partners LLC reports $869,593,252 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (74% discretionary)."
    },
    {
      "q": "How have Pine Valley Capital Partners LLC's assets and staff changed since 2024?",
      "a": "In the Form ADV data for Pine Valley Capital Partners LLC: Regulatory assets under management: $238,139,290 in the October 2024 data and $869,593,252 in the October 2026 data, up 265%. Total employees: 7 in October 2024 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Pine Valley Capital Partners LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (8); other (3); charitable organizations (1)."
    },
    {
      "q": "Does Pine Valley Capital Partners LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/330556"
    },
    {
      "q": "What changed in Pine Valley Capital Partners LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 6 to 10. Regulatory assets under management went from $535,003,457 to $869,593,252 (+63%). Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 238139290.0,
      "total_employees": 7,
      "filing_date": "2024-06-28"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 535003457.0,
      "total_employees": 9,
      "filing_date": "2025-05-28"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 869593252.0,
      "total_employees": 10,
      "filing_date": "2026-03-31"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 6 to 10.",
        "Regulatory assets under management went from $535,003,457 to $869,593,252 (+63%).",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/pine-valley-capital-partners-llc-austin-tx-330556.md",
  "clients": [
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 8,
      "fewer_than_5": false,
      "raum": 644114762.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 1,
      "fewer_than_5": false,
      "raum": 69438660.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 3,
      "fewer_than_5": false,
      "raum": 156039830.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/330556",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}