# Pine Tree Financial Services, Inc.

> Pine Tree Financial Services, Inc. is a state-registered investment advisory firm, registered since 1999, reporting under $25 million in regulatory assets under management in its Form ADV filing dated August 20, 2013.

- CRD: 117920
- Filed as: PINE TREE FINANCIAL SERVICES, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Maryland
- Filing period: October 2026
- Form ADV filing dated: August 20, 2013
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/117920
- AdvisorCensus page: https://advisorcensus.com/firm/pine-tree-financial-services-inc-117920

## Quick answers

**How is Pine Tree Financial Services, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Pine Tree Financial Services, Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Pine Tree Financial Services, Inc. registered with the SEC or a state?**
Pine Tree Financial Services, Inc. is a state-registered investment advisory firm, registered since 1999. Status as filed: APPROVED. CRD 117920.

**How much does Pine Tree Financial Services, Inc. manage?**
Pine Tree Financial Services, Inc. reports $4,500,000 in regulatory assets under management in its Form ADV filing dated August 20, 2013 (0% discretionary).

**Does Pine Tree Financial Services, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/117920

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $4,500,000
- Discretionary: $0
- Non-discretionary: $4,500,000

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1999 (27 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: Not reported
- States registered or notice-filed: MD
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- pinetreeinvestors.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pine Tree Financial Services, Inc. (CRD 117920): Form ADV filing data as of October 2026.