# Pine Haven Investment Counsel, Inc.

> Pine Haven Investment Counsel, Inc. is an SEC-registered investment advisory firm, registered since 2010, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 20, 2026.

- CRD: 129365
- Filed as: PINE HAVEN INVESTMENT COUNSEL, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: February 20, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/129365
- AdvisorCensus page: https://advisorcensus.com/firm/pine-haven-investment-counsel-inc-129365

## Quick answers

**How is Pine Haven Investment Counsel, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Pine Haven Investment Counsel, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Pine Haven Investment Counsel, Inc. charge?**
Its Form ADV Part 2A brochure dated February 20, 2026 states: Flat fee: $2,500 a quarter (investment advisory services); Flat fee: $1,500 to $10,000 (Standalone financial planning or special project fees); Hourly rate: $500 an hour (Standalone financial planning or special project fees). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is Pine Haven Investment Counsel, Inc. registered with the SEC or a state?**
Pine Haven Investment Counsel, Inc. is an SEC-registered investment advisory firm, registered since 2010. Status as filed: Approved. CRD 129365.

**How much does Pine Haven Investment Counsel, Inc. manage?**
Pine Haven Investment Counsel, Inc. reports $193,447,397 in regulatory assets under management in its Form ADV filing dated February 20, 2026 (92% discretionary).

**How have Pine Haven Investment Counsel, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Pine Haven Investment Counsel, Inc.: Regulatory assets under management: $129,458,459 in the October 2021 data and $193,447,397 in the October 2026 data, up 49%. Total employees: 2 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Pine Haven Investment Counsel, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (43); high net worth individuals (41).

**Which custodians does Pine Haven Investment Counsel, Inc. use?**
Pine Haven Investment Counsel, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Pine Haven Investment Counsel, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/129365

**What changed in Pine Haven Investment Counsel, Inc.'s recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $169,965,996 to $193,447,397 (+14%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated February 20, 2026)

- Flat fee: $2,500 a quarter (investment advisory services)

> Occasionally, individuals will negotiate a flat fee (for example, $2,500 per quarter).

- Flat fee: $1,500 to $10,000 (Standalone financial planning or special project fees)

> As a fixed fee, typically ranging from $1,500 to $10,000, depending on the nature and

- Hourly rate: $500 an hour (Standalone financial planning or special project fees)

> On an hourly basis of $500 per hour, with a minimum of $1,000.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $193,447,397
- Discretionary: $177,661,785
- Non-discretionary: $15,785,612

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 43 | $16,694,674 |
| High net worth individuals | 41 | $165,869,778 |
| Charitable organizations | Fewer than 5 | $10,882,945 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2010 (16 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, MA, MT, NH, OR, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [pinehaveninv.com](https://pinehaveninv.com)
- Facebook @PHInvest
- LinkedIn @pine-haven-investment-counsel

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $129,458,459 | 2 | March 26, 2021 |
| October 2022 | $157,059,868 | 3 | March 21, 2022 |
| October 2023 | $134,125,688 | 2 | August 29, 2023 |
| October 2024 | $152,367,158 | 3 | April 18, 2024 |
| October 2025 | $169,965,996 | 3 | March 11, 2025 |
| October 2026 | $193,447,397 | 3 | February 20, 2026 |

Regulatory assets under management: $129,458,459 in the October 2021 data and $193,447,397 in the October 2026 data, up 49%.
Total employees: 2 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $169,965,996 to $193,447,397 (+14%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pine Haven Investment Counsel, Inc. (CRD 129365): Form ADV filing data as of October 2026.