# Pine Capital

> Pine Capital is a state-registered investment advisory firm in Portland, ME, registered since 2000, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 129889
- Filed as: PINE CAPITAL
- Legal name: Pine Capital, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Portland, ME
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/129889
- AdvisorCensus page: https://advisorcensus.com/firm/pine-capital-portland-me-129889

## Quick answers

**How is Pine Capital compensated?**
On its Form ADV (Item 5.E, October 2026), Pine Capital reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Pine Capital located?**
Pine Capital's principal office is in Portland, ME, according to its Form ADV.

**Is Pine Capital registered with the SEC or a state?**
Pine Capital is a state-registered investment advisory firm, registered since 2000. Status as filed: APPROVED. CRD 129889.

**How much does Pine Capital manage?**
Pine Capital reports $81,517,885 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary).

**What types of clients does Pine Capital serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (39); high net worth individuals (38).

**Does Pine Capital report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/129889

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $81,517,885
- Discretionary: $81,517,885
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 39 | $11,009,776 |
| High net worth individuals | 38 | $67,407,204 |
| Charitable organizations | Fewer than 5 | $3,100,905 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2000 (26 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MA, ME
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- pinecapital.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pine Capital (CRD 129889): Form ADV filing data as of October 2026.