{ "crd_number": 323259, "slug": "pilgrim-global-advisors-llc-reno-nv-323259", "primary_business_name": "PILGRIM GLOBAL ADVISORS LLC", "legal_name": "PILGRIM GLOBAL ADVISORS LLC", "dbas": [], "city": "Reno", "state": "NV", "country": "United States", "cbsa_code": "39900", "metro": { "cbsa_code": "39900", "common_name": "Reno", "msa_name": "Reno, NV", "path": "/advisors/nv/reno" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2022-10-13", "years_registered": 3, "period": "2026-10-01", "filing_date": "2026-03-06", "carried_forward": false, "raum_total": 884170065.0, "raum_discretionary": 884170065.0, "raum_non_discretionary": 0.0, "raum_band": "500m_1b", "raum_band_label": "$500 million to $1 billion", "total_employees": 11, "advisory_employees": 4, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 884170065.0, "count": 2 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 1, "states_registered": [ "NV" ], "websites": [], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/323259", "disclosure_items": [ { "item": "11.H(2)", "question": "Is the firm or an advisory affiliate now the subject of a civil proceeding that could result in a yes answer to any part of 11.H(1)?" } ], "city_as_filed": "RENO", "url": "https://advisorcensus.com/firm/pilgrim-global-advisors-llc-reno-nv-323259", "display_name": "Pilgrim Global Advisors LLC", "summary": "Pilgrim Global Advisors LLC is an SEC-registered investment advisory firm in Reno, NV, registered since 2022, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 6, 2026.", "citation": "AdvisorCensus. Pilgrim Global Advisors LLC (CRD 323259): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Pilgrim Global Advisors LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Pilgrim Global Advisors LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees." }, { "q": "Where is Pilgrim Global Advisors LLC located?", "a": "Pilgrim Global Advisors LLC's principal office is in Reno, NV, according to its Form ADV." }, { "q": "Is Pilgrim Global Advisors LLC registered with the SEC or a state?", "a": "Pilgrim Global Advisors LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 323259." }, { "q": "How much does Pilgrim Global Advisors LLC manage?", "a": "Pilgrim Global Advisors LLC reports $884,170,065 in regulatory assets under management in its Form ADV filing dated March 6, 2026 (100% discretionary)." }, { "q": "How have Pilgrim Global Advisors LLC's assets and staff changed since 2023?", "a": "In the Form ADV data for Pilgrim Global Advisors LLC: Regulatory assets under management: $300,646,677 in the October 2023 data and $884,170,065 in the October 2026 data, up 194%. Total employees: 2 in October 2023 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Pilgrim Global Advisors LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (2)." }, { "q": "Does Pilgrim Global Advisors LLC report any disciplinary disclosures?", "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.H(2) (pending civil proceeding). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/323259" }, { "q": "What changed in Pilgrim Global Advisors LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Item 11 disclosure answers changed: 1 yes answer, previously 0 (now yes: 11.H(2)). Employees performing advisory functions went from 3 to 4." } ], "filing_history": [ { "period": "2023-10-01", "regulatory_assets_under_management": 300646677.0, "total_employees": 2, "filing_date": "2023-02-07" }, { "period": "2024-10-01", "regulatory_assets_under_management": 584987740.0, "total_employees": 3, "filing_date": "2024-03-27" }, { "period": "2025-10-01", "regulatory_assets_under_management": 951851378.0, "total_employees": 9, "filing_date": "2025-03-17" }, { "period": "2026-10-01", "regulatory_assets_under_management": 884170065.0, "total_employees": 11, "filing_date": "2026-03-06" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Item 11 disclosure answers changed: 1 yes answer, previously 0 (now yes: 11.H(2)).", "Employees performing advisory functions went from 3 to 4." ] }, { "period": "2026-02-01", "period_label": "February 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/pilgrim-global-advisors-llc-reno-nv-323259.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 2, "fewer_than_5": false, "raum": 884170065.0 } ], "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/323259", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }