# Pierpont Investment Group, LLC

> Pierpont Investment Group, LLC is a state-registered investment advisory firm in Ontario, CA, registered since 2011, reporting under $25 million in regulatory assets under management in its Form ADV filing dated January 29, 2026.

- CRD: 156614
- Filed as: PIERPONT INVESTMENT GROUP, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Ontario, CA
- Filing period: October 2026
- Form ADV filing dated: January 29, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/156614
- AdvisorCensus page: https://advisorcensus.com/firm/pierpont-investment-group-llc-ontario-ca-156614

## Quick answers

**How is Pierpont Investment Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Pierpont Investment Group, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Pierpont Investment Group, LLC located?**
Pierpont Investment Group, LLC's principal office is in Ontario, CA, according to its Form ADV.

**Is Pierpont Investment Group, LLC registered with the SEC or a state?**
Pierpont Investment Group, LLC is a state-registered investment advisory firm, registered since 2011. Status as filed: APPROVED. CRD 156614.

**How much does Pierpont Investment Group, LLC manage?**
Pierpont Investment Group, LLC reports $15,700,000 in regulatory assets under management in its Form ADV filing dated January 29, 2026 (100% discretionary).

**What types of clients does Pierpont Investment Group, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (23); high net worth individuals (9); corporations or other businesses not listed above (1).

**Does Pierpont Investment Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/156614

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $15,700,000
- Discretionary: $15,700,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 23 | $4,100,000 |
| High net worth individuals | 9 | $9,100,000 |
| Corporations or other businesses not listed above | 1 | $2,500,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2011 (15 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- pierpontinvestments.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Pierpont Investment Group, LLC (CRD 156614): Form ADV filing data as of October 2026.